BROADRIDGE FINANCIAL SOLUTIONS, INC.
BROADRIDGE FINANCIAL SOLUTIONS, INC. is a Private limited company (Ltd.) registered in United States under 3530595, and its current status with New York Department of State — Division of Corporations is active. The company was incorporated on 13 June 2007 and lists its registered address as Newark, United States. 1 shareholder is on record for BROADRIDGE FINANCIAL SOLUTIONS, INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 29 September 2026.
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Shareholders
1
Shareholders of BROADRIDGE FINANCIAL SOLUTIONS, INC.
One shareholder is currently on record for BROADRIDGE FINANCIAL SOLUTIONS, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 20.7% — the largest recorded stake. Because the shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Data-provider feed — rows as supplied to Zavia for New York Department of State — Division of Corporations, including entries the profile above does not cover. These rows are not a verbatim copy of the register: they have been found to duplicate the same person under different spellings and to keep a status of Active after an appointment ended. Where they disagree with the profile above, the profile is the checked version.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Vanguard Group Inc | 20.7% | New York Department of State — Division of Corporations |
Officers
5
Directors and officers of BROADRIDGE FINANCIAL SOLUTIONS, INC.
The Chair Emeritus of BROADRIDGE FINANCIAL SOLUTIONS, INC. currently on record is Richard J. Daly; five officers are currently on record for BROADRIDGE FINANCIAL SOLUTIONS, INC., filed with New York Department of State — Division of Corporations. Management authority at BROADRIDGE FINANCIAL SOLUTIONS, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control. The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Data availability
The register reports 15 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Data-provider feed — rows as supplied to Zavia for New York Department of State — Division of Corporations, including entries the profile above does not cover. These rows are not a verbatim copy of the register: they have been found to duplicate the same person under different spellings and to keep a status of Active after an appointment ended. Where they disagree with the profile above, the profile is the checked version.
Group Structure
Group structure of BROADRIDGE FINANCIAL SOLUTIONS, INC.
BROADRIDGE FINANCIAL SOLUTIONS, INC. has no recorded parent company — it sits at the top of its own group structure, with 44 subsidiaries recorded beneath it across 5 jurisdictions. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
- RPM Technologies Corporation (Canada)
- Advisor Intent Data LLC (United States)
- Emerald Connect, LLC (United States)
- Summit Financial Disclosure, LLC (United States)
- Broadridge Sps, LLC (United States)
- Broadridge Content Solutions, Inc. (United States)
- Broadridge Investor Communications Corporation (Canada)
- Advisorstream Ltd (Canada)
- Broadridge Trading Trf. Corp. (United States)
- Clearstructure Financial Technology, LLC (United States)
Data availability
Those 44 subsidiaries span United States, Canada, Netherlands, Armenia, Japan jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. 10 of the 44 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Data-provider feed — rows as supplied to Zavia for New York Department of State — Division of Corporations, including entries the profile above does not cover. These rows are not a verbatim copy of the register: they have been found to duplicate the same person under different spellings and to keep a status of Active after an appointment ended. Where they disagree with the profile above, the profile is the checked version.
BROADRIDGE FINANCIAL SOLUTIONS, INC.
United States
Get complete shareholder and officer records, ultimate beneficial owner resolution, and ongoing ownership monitoring.
Frequently Asked Questions
Who owns BROADRIDGE FINANCIAL SOLUTIONS, INC.?
One shareholder is currently on record for BROADRIDGE FINANCIAL SOLUTIONS, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 20.7% — the largest recorded stake. Because the shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is BROADRIDGE FINANCIAL SOLUTIONS, INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for BROADRIDGE FINANCIAL SOLUTIONS, INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does BROADRIDGE FINANCIAL SOLUTIONS, INC. have on record?
1 shareholder is shown on record for BROADRIDGE FINANCIAL SOLUTIONS, INC..
What is BROADRIDGE FINANCIAL SOLUTIONS, INC.'s company registration number?
BROADRIDGE FINANCIAL SOLUTIONS, INC.'s registration number is 3530595, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.
Is BROADRIDGE FINANCIAL SOLUTIONS, INC. still an active company?
BROADRIDGE FINANCIAL SOLUTIONS, INC.'s status on New York Department of State — Division of Corporations is listed as active.
When was BROADRIDGE FINANCIAL SOLUTIONS, INC. incorporated?
BROADRIDGE FINANCIAL SOLUTIONS, INC. was incorporated on 13 June 2007, according to New York Department of State — Division of Corporations.
What is BROADRIDGE FINANCIAL SOLUTIONS, INC.'s registered address?
The registered address on file for BROADRIDGE FINANCIAL SOLUTIONS, INC. is Newark, United States.
What legal structure is BROADRIDGE FINANCIAL SOLUTIONS, INC. registered as?
BROADRIDGE FINANCIAL SOLUTIONS, INC. is registered as a Private limited company (Ltd.) in United States.
Who are the officers/directors of BROADRIDGE FINANCIAL SOLUTIONS, INC.?
The Chair Emeritus of BROADRIDGE FINANCIAL SOLUTIONS, INC. currently on record is Richard J. Daly; five officers are currently on record for BROADRIDGE FINANCIAL SOLUTIONS, INC., filed with New York Department of State — Division of Corporations. Management authority at BROADRIDGE FINANCIAL SOLUTIONS, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does BROADRIDGE FINANCIAL SOLUTIONS, INC. have a parent company or subsidiaries?
BROADRIDGE FINANCIAL SOLUTIONS, INC. has no recorded parent company — it sits at the top of its own group structure, with 44 subsidiaries recorded beneath it across 5 jurisdictions. Those 44 subsidiaries span United States, Canada, Netherlands, Armenia, Japan jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. 10 of the 44 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Can Zavia monitor changes to BROADRIDGE FINANCIAL SOLUTIONS, INC.'s ownership over time?
This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to BROADRIDGE FINANCIAL SOLUTIONS, INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access BROADRIDGE FINANCIAL SOLUTIONS, INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like BROADRIDGE FINANCIAL SOLUTIONS, INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 29 September 2026.