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MUFG SECURITIES

Private limited company (Ltd.) Active

Registration No.
811161351
Incorporation Date
1979-06-22
Company Type
Private limited company (Ltd.)
Address
NEW YORK, United States
Website
N/A
Source: New York Department of State — Division of Corporations

MUFG SECURITIES is a Private limited company (Ltd.) registered in United States under 811161351, and its current status with New York Department of State — Division of Corporations is active. The company was incorporated on 22 June 1979 and lists its registered address as NEW YORK, United States. No shareholders are recorded for MUFG SECURITIES; ownership in this jurisdiction is held as the stock ledger under state corporate law (e.g. §219 of the Delaware General Corporation Law), a record kept privately rather than filed publicly. No beneficial owner (UBO) data is recorded for MUFG SECURITIES; access to beneficial-ownership data in this jurisdiction is governed by its own register rules. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 23 October 2026.

Data Provenance
This record is sourced directly from official government registries, including New York Department of State — Division of Corporations.

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Officers

5

The Director of MUFG SECURITIES currently on record is MAKOTO KOBAYASHI; five officers are currently on record for MUFG SECURITIES, filed with New York Department of State — Division of Corporations.

The register reports 8 officers in total, including past appointments, though only the 5 most relevant records are shown here.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

MK
MAKOTO KOBAYASHI ACTIVE

Residence
🇺🇸 United States
Occupation
Director

EG
EILEEN GARVEY ACTIVE

Residence
🇺🇸 United States
Occupation
Director

MF
MONIKA FASANO ACTIVE

Residence
🇺🇸 United States
Occupation
Tax Preparer

RC
ROONEY COLEMAN ACTIVE

Residence
🇺🇸 United States
Occupation
Cfo

PF
PIA FRIIS ACTIVE

Residence
🇺🇸 United States
Occupation
Secretary

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Complete appointment history, representation authority, and officer-level filings across jurisdictions.

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Group Structure

MUFG SECURITIES sits 3 levels below its ultimate parent, MITSUBISHI UFJ FINANCIAL GROUP, INC., registered in Japan. 1 subsidiary is recorded beneath it, across 2 jurisdictions. The full chain up to MITSUBISHI UFJ FINANCIAL GROUP, INC. is derived by walking shareholder filings across jurisdictions; no link in it is independently corroborated by MUFG SECURITIES's own shareholder record. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.

Those 1 subsidiary spans United States, Canada jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.

Ultimate HQ
MITSUBISHI UFJ FINANCIAL GROUP, INC.
Japan
MUFG Securities (Canada), Ltd
Canada#0314845198

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Frequently Asked Questions

Who is MUFG SECURITIES's UBO (Ultimate Beneficial Owner)?

No Ultimate Beneficial Owner (UBO) data is recorded for MUFG SECURITIES; access to beneficial-ownership data in this jurisdiction is governed by its own register rules.

What is MUFG SECURITIES's company registration number?

MUFG SECURITIES's registration number is 811161351, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.

Is MUFG SECURITIES still an active company?

MUFG SECURITIES's status on New York Department of State — Division of Corporations is listed as active.

When was MUFG SECURITIES incorporated?

MUFG SECURITIES was incorporated on 22 June 1979, according to New York Department of State — Division of Corporations.

What is MUFG SECURITIES's registered address?

The registered address on file for MUFG SECURITIES is NEW YORK, United States.

What legal structure is MUFG SECURITIES registered as?

MUFG SECURITIES is registered as a Private limited company (Ltd.) in United States.

Who are the officers/directors of MUFG SECURITIES?

The Director of MUFG SECURITIES currently on record is MAKOTO KOBAYASHI; five officers are currently on record for MUFG SECURITIES, filed with New York Department of State — Division of Corporations.

Does MUFG SECURITIES have a parent company or subsidiaries?

MUFG SECURITIES sits 3 levels below its ultimate parent, MITSUBISHI UFJ FINANCIAL GROUP, INC., registered in Japan. 1 subsidiary is recorded beneath it, across 2 jurisdictions. Those 1 subsidiary spans United States, Canada jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.

Can Zavia monitor changes to MUFG SECURITIES's ownership over time?

This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to MUFG SECURITIES's registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access MUFG SECURITIES's data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like MUFG SECURITIES's registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 23 October 2026.

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