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PENNYMAC MORTGAGE INVESTMENT TRUST

Public Limited Company Active

in

Registration No.
D13055041
Incorporation Date
Not disclosed
Company Type
Public Limited Company
Address
Westlake Village, United States
Website
www.pennymacusa.com/
Source: California Secretary of State — bizfile Online

PENNYMAC MORTGAGE INVESTMENT TRUST is a Public Limited Company registered in United States under D13055041, and its current status with California Secretary of State — bizfile Online is active. Its registered address on file is Westlake Village, United States. 4 shareholders are on record for PENNYMAC MORTGAGE INVESTMENT TRUST, and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from California Secretary of State — bizfile Online and was last updated on 5 October 2026.

Data Provenance
This record is sourced directly from official government registries, including California Secretary of State — bizfile Online.

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Shareholders

4

Four shareholders are currently on record for PENNYMAC MORTGAGE INVESTMENT TRUST, reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.

The largest of these is iShares Trust-iShares Core S&P Small-Cap ETF, holding 51.5% — a majority holding — followed by iShares Trust-iShares Russell 2000 ETF at 22.3%; the remaining 2 shareholders shown hold smaller stakes.

Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Shareholder Type Holding Source Document
iShares Trust-iShares Core S&P Small-Cap ETF 51.5% California Secretary of State — bizfile Online
iShares Trust-iShares Russell 2000 ETF 22.3% California Secretary of State — bizfile Online
iShares Trust-iShares Mortgage Real Estate ETF 11.4% California Secretary of State — bizfile Online
Invesco Exch-Trd Fd. TRT II-Invesco KBW High Dividend Yield Financial 10.9% California Secretary of State — bizfile Online

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Full cap table, ownership percentages, and ultimate beneficial owners resolved down to the natural person.

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Officers

5

The Chairman of PENNYMAC MORTGAGE INVESTMENT TRUST currently on record is DAVID SPECTOR; five officers are currently on record for PENNYMAC MORTGAGE INVESTMENT TRUST, filed with California Secretary of State — bizfile Online.

The register reports 27 officers in total, including past appointments, though only the 5 most relevant records are shown here.

Management authority at PENNYMAC MORTGAGE INVESTMENT TRUST sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

DS
DAVID SPECTOR ACTIVE

Residence
🇺🇸 United States
Occupation
Chairman

DJ
DOUGLAS JONES ACTIVE

Residence
🇺🇸 United States
Occupation
President

AC
ANDREW CHANG ACTIVE

Residence
🇺🇸 United States
Occupation
Coo

DP
DANIEL PEROTTI ACTIVE

Residence
🇺🇸 United States
Occupation
Officer

DJ
DOUGLAS JONES ACTIVE

Residence
🇺🇸 United States
Occupation
Officer

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Group Structure

PENNYMAC MORTGAGE INVESTMENT TRUST has no recorded parent company — it sits at the top of its own group structure, with 24 subsidiaries recorded beneath it across 1 jurisdiction. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.

Those 24 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.

Ultimate HQ
PENNYMAC MORTGAGE INVESTMENT TRUST
United States
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Pennymac GP Op, Inc.
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Pmt Credit Risk Transfer Trust 2019-2r
United States#0228300897

Pennymac Corp.
United States#01079134712

Pmtt1
United States#0229486927

Trs REO Trust 1-A
United States#0228398922

Pmt Credit Risk Transfer Trust 2020-2r
United States#0228892024

Pmt Credit Risk Transfer Trust 2019-1r
United States#0229329974

+16 more entities

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Frequently Asked Questions

Who owns PENNYMAC MORTGAGE INVESTMENT TRUST?

Four shareholders are currently on record for PENNYMAC MORTGAGE INVESTMENT TRUST, reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is iShares Trust-iShares Core S&P Small-Cap ETF, holding 51.5% — a majority holding — followed by iShares Trust-iShares Russell 2000 ETF at 22.3%; the remaining 2 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Who is PENNYMAC MORTGAGE INVESTMENT TRUST's UBO (Ultimate Beneficial Owner)?

Every shareholder recorded for PENNYMAC MORTGAGE INVESTMENT TRUST is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.

How many shareholders does PENNYMAC MORTGAGE INVESTMENT TRUST have on record?

4 shareholders are shown on record for PENNYMAC MORTGAGE INVESTMENT TRUST.

What is PENNYMAC MORTGAGE INVESTMENT TRUST's company registration number?

PENNYMAC MORTGAGE INVESTMENT TRUST's registration number is D13055041, filed with California Secretary of State — bizfile Online in United States. Its current status on the register is active.

Is PENNYMAC MORTGAGE INVESTMENT TRUST still an active company?

PENNYMAC MORTGAGE INVESTMENT TRUST's status on California Secretary of State — bizfile Online is listed as active.

What is PENNYMAC MORTGAGE INVESTMENT TRUST's registered address?

The registered address on file for PENNYMAC MORTGAGE INVESTMENT TRUST is Westlake Village, United States.

What legal structure is PENNYMAC MORTGAGE INVESTMENT TRUST registered as?

PENNYMAC MORTGAGE INVESTMENT TRUST is registered as a Public Limited Company in United States.

Who are the officers/directors of PENNYMAC MORTGAGE INVESTMENT TRUST?

The Chairman of PENNYMAC MORTGAGE INVESTMENT TRUST currently on record is DAVID SPECTOR; five officers are currently on record for PENNYMAC MORTGAGE INVESTMENT TRUST, filed with California Secretary of State — bizfile Online. Management authority at PENNYMAC MORTGAGE INVESTMENT TRUST sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

Does PENNYMAC MORTGAGE INVESTMENT TRUST have a parent company or subsidiaries?

PENNYMAC MORTGAGE INVESTMENT TRUST has no recorded parent company — it sits at the top of its own group structure, with 24 subsidiaries recorded beneath it across 1 jurisdiction. Those 24 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.

Can Zavia monitor changes to PENNYMAC MORTGAGE INVESTMENT TRUST's ownership over time?

This profile reflects a point-in-time snapshot from California Secretary of State — bizfile Online. Zavia's monitoring API can track changes to PENNYMAC MORTGAGE INVESTMENT TRUST's registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access PENNYMAC MORTGAGE INVESTMENT TRUST's data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like PENNYMAC MORTGAGE INVESTMENT TRUST's registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from California Secretary of State — bizfile Online and was last synced on 5 October 2026.

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