ROYCE MICRO-CAP TRUST, INC.
ROYCE MICRO-CAP TRUST, INC. is a Private limited company (Ltd.) registered in United States under 1769997, and its current status with New York Department of State — Division of Corporations is active. The company was incorporated on 5 November 1993 and lists its registered address as New York, United States. 5 shareholders are on record for ROYCE MICRO-CAP TRUST, INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 21 October 2026.
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Shareholders
5
Five shareholders are currently on record for ROYCE MICRO-CAP TRUST, INC., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Allspring Global Investments Holdings, LLC, holding 8.3% — the largest recorded stake — followed by UBS Group AG at 7.4%; the remaining 3 shareholders shown hold smaller stakes.
The register reports 6 shareholders in total, though only the top 5 by holding are shown in this view.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 8.3% | New York Department of State — Division of Corporations | |
| UBS Group AG | 7.4% | New York Department of State — Division of Corporations | |
| Shaker Financial Services, LLC | 6.9% | New York Department of State — Division of Corporations | |
| Exchange Listed Funds Trust-Saba Closed-End Funds ETF | 1.7% | New York Department of State — Division of Corporations | |
| First TRT Exch-Trd Fd. VIII-First TRT Income Opportunities ETF | 0.3% | New York Department of State — Division of Corporations |
Officers
5
The Portfolio Manager And Chairman of ROYCE MICRO-CAP TRUST, INC. currently on record is CHARLES MORGAN ROYCE; five officers are currently on record for ROYCE MICRO-CAP TRUST, INC., filed with New York Department of State — Division of Corporations.
Management authority at ROYCE MICRO-CAP TRUST, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
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Frequently Asked Questions
Who owns ROYCE MICRO-CAP TRUST, INC.?
Five shareholders are currently on record for ROYCE MICRO-CAP TRUST, INC., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Allspring Global Investments Holdings, LLC, holding 8.3% — the largest recorded stake — followed by UBS Group AG at 7.4%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is ROYCE MICRO-CAP TRUST, INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for ROYCE MICRO-CAP TRUST, INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does ROYCE MICRO-CAP TRUST, INC. have on record?
5 shareholders are shown on record for ROYCE MICRO-CAP TRUST, INC.. The register reports 6 in total; only the top 5 by holding are shown here.
What is ROYCE MICRO-CAP TRUST, INC.'s company registration number?
ROYCE MICRO-CAP TRUST, INC.'s registration number is 1769997, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.
Is ROYCE MICRO-CAP TRUST, INC. still an active company?
ROYCE MICRO-CAP TRUST, INC.'s status on New York Department of State — Division of Corporations is listed as active.
When was ROYCE MICRO-CAP TRUST, INC. incorporated?
ROYCE MICRO-CAP TRUST, INC. was incorporated on 5 November 1993, according to New York Department of State — Division of Corporations.
What is ROYCE MICRO-CAP TRUST, INC.'s registered address?
The registered address on file for ROYCE MICRO-CAP TRUST, INC. is New York, United States.
What legal structure is ROYCE MICRO-CAP TRUST, INC. registered as?
ROYCE MICRO-CAP TRUST, INC. is registered as a Private limited company (Ltd.) in United States.
Who are the officers/directors of ROYCE MICRO-CAP TRUST, INC.?
The Portfolio Manager And Chairman of ROYCE MICRO-CAP TRUST, INC. currently on record is CHARLES MORGAN ROYCE; five officers are currently on record for ROYCE MICRO-CAP TRUST, INC., filed with New York Department of State — Division of Corporations. Management authority at ROYCE MICRO-CAP TRUST, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Can Zavia monitor changes to ROYCE MICRO-CAP TRUST, INC.'s ownership over time?
This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to ROYCE MICRO-CAP TRUST, INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access ROYCE MICRO-CAP TRUST, INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like ROYCE MICRO-CAP TRUST, INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 21 October 2026.