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SARATOGA INVESTMENT CORP.

Public Limited Company Active

in

Registration No.
D11817277
Incorporation Date
Not disclosed
Company Type
Public Limited Company
Address
New York, United States
Website
www.saratogainvestmentcorp.com/
Source: New York Department of State — Division of Corporations

SARATOGA INVESTMENT CORP. is a Public Limited Company registered in United States under D11817277, and its current status with New York Department of State — Division of Corporations is active. Its registered address on file is New York, United States. No shareholders are recorded for SARATOGA INVESTMENT CORP.; ownership in this jurisdiction is held as the stock ledger under state corporate law (e.g. §219 of the Delaware General Corporation Law), a record kept privately rather than filed publicly. No beneficial owner (UBO) data is recorded for SARATOGA INVESTMENT CORP.; access to beneficial-ownership data in this jurisdiction is governed by its own register rules. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 21 October 2026.

Data Provenance
This record is sourced directly from official government registries, including New York Department of State — Division of Corporations.

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Officers

5

The Managing Director of SARATOGA INVESTMENT CORP. currently on record is Richard A. Petrocelli Cpa; five officers are currently on record for SARATOGA INVESTMENT CORP., filed with New York Department of State — Division of Corporations.

The register reports 12 officers in total, including past appointments, though only the 5 most relevant records are shown here.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

RA
Richard A. Petrocelli Cpa ACTIVE

Residence
🇺🇸 United States
Occupation
Managing Director

MA
Marissa Andrews ACTIVE

Residence
🇺🇸 United States
Occupation
Principal

TV
Thomas V. Inglesby J.d. ACTIVE

Residence
🇺🇸 United States
Occupation
Md & Portfolio Manager

CG
Charles G. Phillips Iv ACTIVE

Residence
🇺🇸 United States
Occupation
Md & Portfolio Manager

AP
Adam Prior ACTIVE

Residence
🇺🇸 United States
Occupation
Senior Vice President

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Complete appointment history, representation authority, and officer-level filings across jurisdictions.

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Group Structure

SARATOGA INVESTMENT CORP. has no recorded parent company — it sits at the top of its own group structure, with 7 subsidiaries recorded beneath it across 1 jurisdiction. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.

Those 7 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.

Ultimate HQ
SARATOGA INVESTMENT CORP.
United States
Sia – Arc, Inc
United States#0246185724

Saratoga Investment Funding II LLC
United StatesUS NY 6170366

Saratoga Investment Corp. Gp, LLC
United States#0229477322

Saratoga Investment Funding III LLC
United StatesUS NY 3108415

Saratoga Investment Funding LLC
United States#0229477320

Saratoga Investment Corp. Sbic II LP
United States#0229477319

Saratoga Investment Corp. Sbic, LP
United States#0229477317

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Need the full UBO picture on SARATOGA INVESTMENT CORP.?

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Frequently Asked Questions

Who is SARATOGA INVESTMENT CORP.'s UBO (Ultimate Beneficial Owner)?

No Ultimate Beneficial Owner (UBO) data is recorded for SARATOGA INVESTMENT CORP.; access to beneficial-ownership data in this jurisdiction is governed by its own register rules.

What is SARATOGA INVESTMENT CORP.'s company registration number?

SARATOGA INVESTMENT CORP.'s registration number is D11817277, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.

Is SARATOGA INVESTMENT CORP. still an active company?

SARATOGA INVESTMENT CORP.'s status on New York Department of State — Division of Corporations is listed as active.

What is SARATOGA INVESTMENT CORP.'s registered address?

The registered address on file for SARATOGA INVESTMENT CORP. is New York, United States.

What legal structure is SARATOGA INVESTMENT CORP. registered as?

SARATOGA INVESTMENT CORP. is registered as a Public Limited Company in United States.

Who are the officers/directors of SARATOGA INVESTMENT CORP.?

The Managing Director of SARATOGA INVESTMENT CORP. currently on record is Richard A. Petrocelli Cpa; five officers are currently on record for SARATOGA INVESTMENT CORP., filed with New York Department of State — Division of Corporations.

Does SARATOGA INVESTMENT CORP. have a parent company or subsidiaries?

SARATOGA INVESTMENT CORP. has no recorded parent company — it sits at the top of its own group structure, with 7 subsidiaries recorded beneath it across 1 jurisdiction. Those 7 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.

Can Zavia monitor changes to SARATOGA INVESTMENT CORP.'s ownership over time?

This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to SARATOGA INVESTMENT CORP.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access SARATOGA INVESTMENT CORP.'s data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like SARATOGA INVESTMENT CORP.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 21 October 2026.

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