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Tortoise Pipeline & Energy Fund, Inc.

Active

Registration No.
4553137
Incorporation Date
2011-10-12
Company Type
Not disclosed
Address
Overland Park, United States
Website
N/A
Source: Kansas Secretary of State

Tortoise Pipeline & Energy Fund, Inc. is a registered legal entity registered in United States under 4553137, and its current status with Kansas Secretary of State is active. The company was incorporated on 12 October 2011 and lists its registered address as Overland Park, United States. 5 shareholders are on record for Tortoise Pipeline & Energy Fund, Inc., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from Kansas Secretary of State and was last updated on 22 October 2026.

Data Provenance
This record is sourced directly from official government registries, including Kansas Secretary of State.

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Shareholders

5

Five shareholders are currently on record for Tortoise Pipeline & Energy Fund, Inc., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.

The largest of these is Commonwealth Equity Services, LLC, holding 22.6% — the largest recorded stake — followed by Saba Capital Management, L.P. at 22%; the remaining 3 shareholders shown hold smaller stakes.

The register reports 12 shareholders in total, though only the top 5 by holding are shown in this view.

Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Shareholder Type Holding Source Document
Commonwealth Equity Services, LLC 22.6% Kansas Secretary of State
Saba Capital Management, L.P. 22% Kansas Secretary of State
Bard Associates Inc. 19.7% Kansas Secretary of State
Aristides Capital, LLC 10% Kansas Secretary of State
Rivernorth Capital Management, LLC 8.4% Kansas Secretary of State

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Officers

5

The Co-founder, Managing Director And Portfolio Manager of Tortoise Pipeline & Energy Fund, Inc. currently on record is Kenneth P. Malvey Cfa; five officers are currently on record for Tortoise Pipeline & Energy Fund, Inc., filed with Kansas Secretary of State.

The register reports 10 officers in total, including past appointments, though only the 5 most relevant records are shown here.

Management authority at Tortoise Pipeline & Energy Fund, Inc. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

KP
Kenneth P. Malvey Cfa ACTIVE

Residence
🇺🇸 United States
Occupation
Co-founder, Managing Director And Portfolio Manager

SW
Sean Wickliffe ACTIVE

Residence
🇺🇸 United States
Occupation
Principal Financial Officer & Treasurer

KM
Kate Moore ACTIVE

Residence
🇺🇸 United States
Occupation
President Of Teaf

RJ
Robert J. Thummel Jr. ACTIVE

Residence
🇺🇸 United States
Occupation
President Of Tortoise Energy Independence Fund, Inc.

DM
Diane Marie Bono J.d. ACTIVE

Residence
🇺🇸 United States
Occupation
Chief Compliance Officer & Secretary

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Frequently Asked Questions

Who owns Tortoise Pipeline & Energy Fund, Inc.?

Five shareholders are currently on record for Tortoise Pipeline & Energy Fund, Inc., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Commonwealth Equity Services, LLC, holding 22.6% — the largest recorded stake — followed by Saba Capital Management, L.P. at 22%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Who is Tortoise Pipeline & Energy Fund, Inc.'s UBO (Ultimate Beneficial Owner)?

Every shareholder recorded for Tortoise Pipeline & Energy Fund, Inc. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.

How many shareholders does Tortoise Pipeline & Energy Fund, Inc. have on record?

5 shareholders are shown on record for Tortoise Pipeline & Energy Fund, Inc.. The register reports 12 in total; only the top 5 by holding are shown here.

What is Tortoise Pipeline & Energy Fund, Inc.'s company registration number?

Tortoise Pipeline & Energy Fund, Inc.'s registration number is 4553137, filed with Kansas Secretary of State in United States. Its current status on the register is active.

Is Tortoise Pipeline & Energy Fund, Inc. still an active company?

Tortoise Pipeline & Energy Fund, Inc.'s status on Kansas Secretary of State is listed as active.

When was Tortoise Pipeline & Energy Fund, Inc. incorporated?

Tortoise Pipeline & Energy Fund, Inc. was incorporated on 12 October 2011, according to Kansas Secretary of State.

What is Tortoise Pipeline & Energy Fund, Inc.'s registered address?

The registered address on file for Tortoise Pipeline & Energy Fund, Inc. is Overland Park, United States.

Who are the officers/directors of Tortoise Pipeline & Energy Fund, Inc.?

The Co-founder, Managing Director And Portfolio Manager of Tortoise Pipeline & Energy Fund, Inc. currently on record is Kenneth P. Malvey Cfa; five officers are currently on record for Tortoise Pipeline & Energy Fund, Inc., filed with Kansas Secretary of State. Management authority at Tortoise Pipeline & Energy Fund, Inc. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

Can Zavia monitor changes to Tortoise Pipeline & Energy Fund, Inc.'s ownership over time?

This profile reflects a point-in-time snapshot from Kansas Secretary of State. Zavia's monitoring API can track changes to Tortoise Pipeline & Energy Fund, Inc.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access Tortoise Pipeline & Energy Fund, Inc.'s data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like Tortoise Pipeline & Energy Fund, Inc.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from Kansas Secretary of State and was last synced on 22 October 2026.

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