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CATERPILLAR GLOBAL MINING MEXICO LLC

Private limited company (Ltd.) Active

in

Registration No.
0800379403
Incorporation Date
2004-08-19
Company Type
Private limited company (Ltd.)
Address
PEORIA, United States
Website
N/A
Source: Texas Secretary of State — SOSDirect

CATERPILLAR GLOBAL MINING MEXICO LLC is a Private limited company (Ltd.) registered in United States under 0800379403, and its current status with Texas Secretary of State — SOSDirect is active. The company was incorporated on 19 August 2004 and lists its registered address as PEORIA, United States. 5 shareholders are on record for CATERPILLAR GLOBAL MINING MEXICO LLC, and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from Texas Secretary of State — SOSDirect and was last updated on 22 September 2026.

Data Provenance
This record is sourced directly from official government registries, including Texas Secretary of State — SOSDirect.

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Shareholders

5

Five shareholders are currently on record for CATERPILLAR GLOBAL MINING MEXICO LLC, reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.

The largest of these is iShares Trust-iShares Core S&P 500 ETF, holding 2.5% — the largest recorded stake — followed by iShares Trust-iShares Core S&P 500 ETF at 2.4%; the remaining 3 shareholders shown hold smaller stakes.

The register reports 7 shareholders in total, though only the top 5 by holding are shown in this view.

Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Shareholder Type Holding Source Document
iShares Trust-iShares Core S&P 500 ETF 2.5% Texas Secretary of State — SOSDirect
iShares Trust-iShares Core S&P 500 ETF 2.4% Texas Secretary of State — SOSDirect
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST 2.4% Texas Secretary of State — SOSDirect
SPDR S&P 500 ETF TRUST 2.4% Texas Secretary of State — SOSDirect
WASHINGTON MUTUAL INVESTORS FUND 1.1% Texas Secretary of State — SOSDirect

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Officers

5

The Chairman Of The Board & Ceo of CATERPILLAR GLOBAL MINING MEXICO LLC on record is D. James Umpleby Iii; 5 officers are shown here, filed with Texas Secretary of State — SOSDirect.

The register reports 17 officers in total, including past appointments, though only the 5 most relevant records are shown here.

Management authority at CATERPILLAR GLOBAL MINING MEXICO LLC sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

DJ
D. James Umpleby Iii ACTIVE

Residence
🇺🇸 United States
Occupation
Chairman Of The Board & Ceo

CH
Cheryl H. Johnson ACTIVE

Residence
🇺🇸 United States
Occupation
Chief Human Resources Officer

CS
Corporation Service Company Dba Csclawyers Inco ACTIVE ENTITY

Residence
🇺🇸 United States
Occupation
Registered Agent

JE
Joseph E. Creed ACTIVE

Residence
🇺🇸 United States
Occupation
Chief Operating Officer

JL
Jamie L. Engstrom ACTIVE

Residence
🇺🇸 United States
Occupation
Senior Vp & Chief Information Officer

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Frequently Asked Questions

Who owns CATERPILLAR GLOBAL MINING MEXICO LLC?

Five shareholders are currently on record for CATERPILLAR GLOBAL MINING MEXICO LLC, reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is iShares Trust-iShares Core S&P 500 ETF, holding 2.5% — the largest recorded stake — followed by iShares Trust-iShares Core S&P 500 ETF at 2.4%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Who is CATERPILLAR GLOBAL MINING MEXICO LLC's UBO (Ultimate Beneficial Owner)?

Every shareholder recorded for CATERPILLAR GLOBAL MINING MEXICO LLC is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.

How many shareholders does CATERPILLAR GLOBAL MINING MEXICO LLC have on record?

5 shareholders are shown on record for CATERPILLAR GLOBAL MINING MEXICO LLC. The register reports 7 in total; only the top 5 by holding are shown here.

What is CATERPILLAR GLOBAL MINING MEXICO LLC's company registration number?

CATERPILLAR GLOBAL MINING MEXICO LLC's registration number is 0800379403, filed with Texas Secretary of State — SOSDirect in United States. Its current status on the register is active.

Is CATERPILLAR GLOBAL MINING MEXICO LLC still an active company?

CATERPILLAR GLOBAL MINING MEXICO LLC's status on Texas Secretary of State — SOSDirect is listed as active.

When was CATERPILLAR GLOBAL MINING MEXICO LLC incorporated?

CATERPILLAR GLOBAL MINING MEXICO LLC was incorporated on 19 August 2004, according to Texas Secretary of State — SOSDirect.

What is CATERPILLAR GLOBAL MINING MEXICO LLC's registered address?

The registered address on file for CATERPILLAR GLOBAL MINING MEXICO LLC is PEORIA, United States.

What legal structure is CATERPILLAR GLOBAL MINING MEXICO LLC registered as?

CATERPILLAR GLOBAL MINING MEXICO LLC is registered as a Private limited company (Ltd.) in United States.

Who are the officers/directors of CATERPILLAR GLOBAL MINING MEXICO LLC?

The Chairman Of The Board & Ceo of CATERPILLAR GLOBAL MINING MEXICO LLC on record is D. James Umpleby Iii; 5 officers are shown here, filed with Texas Secretary of State — SOSDirect. Management authority at CATERPILLAR GLOBAL MINING MEXICO LLC sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

Can Zavia monitor changes to CATERPILLAR GLOBAL MINING MEXICO LLC's ownership over time?

This profile reflects a point-in-time snapshot from Texas Secretary of State — SOSDirect. Zavia's monitoring API can track changes to CATERPILLAR GLOBAL MINING MEXICO LLC's registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access CATERPILLAR GLOBAL MINING MEXICO LLC's data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like CATERPILLAR GLOBAL MINING MEXICO LLC's registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from Texas Secretary of State — SOSDirect and was last synced on 22 September 2026.

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