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FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND

Public Limited Company Active

in

Registration No.
113716541
Incorporation Date
Not disclosed
Company Type
Public Limited Company
Address
Wheaton, United States
Website
www.ftportfolios.com/
Source: Illinois Secretary of State

FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND is a Public Limited Company registered in United States under 113716541, and its current status with Illinois Secretary of State is active. Its registered address on file is Wheaton, United States. 3 shareholders are on record for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND, and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from Illinois Secretary of State and was last updated on 21 October 2026.

Data Provenance
This record is sourced directly from official government registries, including Illinois Secretary of State.

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Shareholders

3

Three shareholders are currently on record for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND, reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.

The largest of these is Invesco Exchange-Traded Fund Trust II-Invesco CEF Income Composite ETF, holding 4.2% — the largest recorded stake — followed by MGO One Seven, LLC at 2.7%; the remaining 1 shareholder shown holds smaller stakes.

Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Shareholder Type Holding Source Document
Invesco Exchange-Traded Fund Trust II-Invesco CEF Income Composite ETF 4.2% Illinois Secretary of State
MGO One Seven, LLC 2.7% Illinois Secretary of State
D.A. Davidson & Co. 1.7% Illinois Secretary of State

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Officers

5

The Trustee of FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND currently on record is DAVID OSTER; five officers are currently on record for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND, filed with Illinois Secretary of State.

The register reports 7 officers in total, including past appointments, though only the 5 most relevant records are shown here.

Management authority at FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

DO
DAVID OSTER ACTIVE

Residence
🇺🇸 United States
Occupation
Trustee

RE
RICHARD ERICKSON ACTIVE

Residence
🇺🇸 United States
Occupation
Trustee

JB
JAMES BOWEN ACTIVE

Residence
🇺🇸 United States
Occupation
Trustee

JB
JAMES BOWNE ACTIVE

Residence
🇺🇸 United States
Occupation
Trustee

TK
THOMAS KADLEC ACTIVE

Residence
🇺🇸 United States
Occupation
Trustee

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Frequently Asked Questions

Who owns FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND?

Three shareholders are currently on record for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND, reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Invesco Exchange-Traded Fund Trust II-Invesco CEF Income Composite ETF, holding 4.2% — the largest recorded stake — followed by MGO One Seven, LLC at 2.7%; the remaining 1 shareholder shown holds smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Who is FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's UBO (Ultimate Beneficial Owner)?

Every shareholder recorded for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.

How many shareholders does FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND have on record?

3 shareholders are shown on record for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND.

What is FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's company registration number?

FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's registration number is 113716541, filed with Illinois Secretary of State in United States. Its current status on the register is active.

Is FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND still an active company?

FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's status on Illinois Secretary of State is listed as active.

What is FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's registered address?

The registered address on file for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND is Wheaton, United States.

What legal structure is FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND registered as?

FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND is registered as a Public Limited Company in United States.

Who are the officers/directors of FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND?

The Trustee of FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND currently on record is DAVID OSTER; five officers are currently on record for FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND, filed with Illinois Secretary of State. Management authority at FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

Can Zavia monitor changes to FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's ownership over time?

This profile reflects a point-in-time snapshot from Illinois Secretary of State. Zavia's monitoring API can track changes to FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND's registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from Illinois Secretary of State and was last synced on 21 October 2026.

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