LPL FINANCIAL LLC
LPL FINANCIAL LLC is a Private limited company (Ltd.) registered in United States under 201031910046, and its current status with California Secretary of State — bizfile Online is active. The company was incorporated on 7 May 1973 and lists its registered address as SAN DIEGO, United States. No shareholders are recorded for LPL FINANCIAL LLC; ownership in this jurisdiction is held as the stock ledger under state corporate law (e.g. §219 of the Delaware General Corporation Law), a record kept privately rather than filed publicly. No beneficial owner (UBO) data is recorded for LPL FINANCIAL LLC; access to beneficial-ownership data in this jurisdiction is governed by its own register rules. This profile is sourced directly from California Secretary of State — bizfile Online and was last updated on 13 October 2026.
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Officers
5
The Director of LPL FINANCIAL LLC currently on record is RODERICK ROBINSON; five officers are currently on record for LPL FINANCIAL LLC, filed with California Secretary of State — bizfile Online.
The register reports 57 officers in total, including past appointments, though only the 5 most relevant records are shown here.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Group Structure
LPL FINANCIAL LLC sits 2 levels below its ultimate parent, Lpl Financial Holdings Inc., registered in United States. 8 subsidiaries are recorded beneath it, across 1 jurisdiction. The full chain up to Lpl Financial Holdings Inc. is derived by walking shareholder filings across jurisdictions; no link in it is independently corroborated by LPL FINANCIAL LLC's own shareholder record. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
Those 8 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. Two of the 8 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Lpl Financial Holdings Inc.
United States
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Frequently Asked Questions
Who is LPL FINANCIAL LLC's UBO (Ultimate Beneficial Owner)?
No Ultimate Beneficial Owner (UBO) data is recorded for LPL FINANCIAL LLC; access to beneficial-ownership data in this jurisdiction is governed by its own register rules.
What is LPL FINANCIAL LLC's company registration number?
LPL FINANCIAL LLC's registration number is 201031910046, filed with California Secretary of State — bizfile Online in United States. Its current status on the register is active.
Is LPL FINANCIAL LLC still an active company?
LPL FINANCIAL LLC's status on California Secretary of State — bizfile Online is listed as active.
When was LPL FINANCIAL LLC incorporated?
LPL FINANCIAL LLC was incorporated on 7 May 1973, according to California Secretary of State — bizfile Online.
What is LPL FINANCIAL LLC's registered address?
The registered address on file for LPL FINANCIAL LLC is SAN DIEGO, United States.
What legal structure is LPL FINANCIAL LLC registered as?
LPL FINANCIAL LLC is registered as a Private limited company (Ltd.) in United States.
Who are the officers/directors of LPL FINANCIAL LLC?
The Director of LPL FINANCIAL LLC currently on record is RODERICK ROBINSON; five officers are currently on record for LPL FINANCIAL LLC, filed with California Secretary of State — bizfile Online.
Does LPL FINANCIAL LLC have a parent company or subsidiaries?
LPL FINANCIAL LLC sits 2 levels below its ultimate parent, Lpl Financial Holdings Inc., registered in United States. 8 subsidiaries are recorded beneath it, across 1 jurisdiction. Those 8 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. Two of the 8 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Can Zavia monitor changes to LPL FINANCIAL LLC's ownership over time?
This profile reflects a point-in-time snapshot from California Secretary of State — bizfile Online. Zavia's monitoring API can track changes to LPL FINANCIAL LLC's registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access LPL FINANCIAL LLC's data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like LPL FINANCIAL LLC's registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from California Secretary of State — bizfile Online and was last synced on 13 October 2026.