LUMENTUM HOLDINGS INC.
LUMENTUM HOLDINGS INC. is a registered legal entity registered in United States under 3996236, and its current status with California Secretary of State — bizfile Online is active. The company was incorporated on 1 March 2017 and lists its registered address as SAN JOSE, United States. 3 shareholders are on record for LUMENTUM HOLDINGS INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from California Secretary of State — bizfile Online and was last updated on 29 September 2026.
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Shareholders
3
Shareholders of LUMENTUM HOLDINGS INC.
Three shareholders are currently on record for LUMENTUM HOLDINGS INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 14.4% — the largest recorded stake — followed by SmallCap World Fund Inc at 5.9%; the remaining 1 shareholder shown holds smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Data-provider feed — rows as supplied to Zavia for California Secretary of State — bizfile Online, including entries the profile above does not cover. These rows are not a verbatim copy of the register: they have been found to duplicate the same person under different spellings and to keep a status of Active after an appointment ended. Where they disagree with the profile above, the profile is the checked version.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Vanguard Group Inc | 14.4% | California Secretary of State — bizfile Online | |
| SmallCap World Fund Inc | 5.9% | California Secretary of State — bizfile Online | |
| UBS Group AG | 3.1% | California Secretary of State — bizfile Online |
Officers
5
Directors and officers of LUMENTUM HOLDINGS INC.
The Senior Vice President Of Worldwide Sales of LUMENTUM HOLDINGS INC. currently on record is John Bagatelos; five officers are currently on record for LUMENTUM HOLDINGS INC., filed with California Secretary of State — bizfile Online. Management authority at LUMENTUM HOLDINGS INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control. The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Data availability
The register reports 23 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Data-provider feed — rows as supplied to Zavia for California Secretary of State — bizfile Online, including entries the profile above does not cover. These rows are not a verbatim copy of the register: they have been found to duplicate the same person under different spellings and to keep a status of Active after an appointment ended. Where they disagree with the profile above, the profile is the checked version.
Group Structure
Group structure of LUMENTUM HOLDINGS INC.
LUMENTUM HOLDINGS INC. has no recorded parent company — it sits at the top of its own group structure, with 23 subsidiaries recorded beneath it across 8 jurisdictions. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
- Neophotonics Corporation (Canada)
- Prota Merger, LLC (United States)
- Novel Centennial Limited (British Virgin Islands)
- Lumentum Optical Corporation (United States)
- CLOUD LIGHT OPTOELECTRONICS LIMITED (British Virgin Islands)
- Lumentum SK Limited (South Korea)
- Sdl Piri, Inc. (United States)
- Lumentum International Tech Co. (Cayman Islands)
- Lumentum Systems LP (United States)
- Lumentum Inc. (United States)
Data availability
Those 23 subsidiaries span United States, Canada, British Virgin Islands, South Korea, Cayman Islands, Malaysia, and 2 more jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. Eight of the 23 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Data-provider feed — rows as supplied to Zavia for California Secretary of State — bizfile Online, including entries the profile above does not cover. These rows are not a verbatim copy of the register: they have been found to duplicate the same person under different spellings and to keep a status of Active after an appointment ended. Where they disagree with the profile above, the profile is the checked version.
LUMENTUM HOLDINGS INC.
United States
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Frequently Asked Questions
Who owns LUMENTUM HOLDINGS INC.?
Three shareholders are currently on record for LUMENTUM HOLDINGS INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 14.4% — the largest recorded stake — followed by SmallCap World Fund Inc at 5.9%; the remaining 1 shareholder shown holds smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is LUMENTUM HOLDINGS INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for LUMENTUM HOLDINGS INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does LUMENTUM HOLDINGS INC. have on record?
3 shareholders are shown on record for LUMENTUM HOLDINGS INC..
What is LUMENTUM HOLDINGS INC.'s company registration number?
LUMENTUM HOLDINGS INC.'s registration number is 3996236, filed with California Secretary of State — bizfile Online in United States. Its current status on the register is active.
Is LUMENTUM HOLDINGS INC. still an active company?
LUMENTUM HOLDINGS INC.'s status on California Secretary of State — bizfile Online is listed as active.
When was LUMENTUM HOLDINGS INC. incorporated?
LUMENTUM HOLDINGS INC. was incorporated on 1 March 2017, according to California Secretary of State — bizfile Online.
What is LUMENTUM HOLDINGS INC.'s registered address?
The registered address on file for LUMENTUM HOLDINGS INC. is SAN JOSE, United States.
Who are the officers/directors of LUMENTUM HOLDINGS INC.?
The Senior Vice President Of Worldwide Sales of LUMENTUM HOLDINGS INC. currently on record is John Bagatelos; five officers are currently on record for LUMENTUM HOLDINGS INC., filed with California Secretary of State — bizfile Online. Management authority at LUMENTUM HOLDINGS INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does LUMENTUM HOLDINGS INC. have a parent company or subsidiaries?
LUMENTUM HOLDINGS INC. has no recorded parent company — it sits at the top of its own group structure, with 23 subsidiaries recorded beneath it across 8 jurisdictions. Those 23 subsidiaries span United States, Canada, British Virgin Islands, South Korea, Cayman Islands, Malaysia, and 2 more jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. Eight of the 23 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Can Zavia monitor changes to LUMENTUM HOLDINGS INC.'s ownership over time?
This profile reflects a point-in-time snapshot from California Secretary of State — bizfile Online. Zavia's monitoring API can track changes to LUMENTUM HOLDINGS INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access LUMENTUM HOLDINGS INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like LUMENTUM HOLDINGS INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from California Secretary of State — bizfile Online and was last synced on 29 September 2026.