NEW YORK MORTGAGE TRUST, INC.
NEW YORK MORTGAGE TRUST, INC. is a Private limited company (Ltd.) registered in United States under 3136522, and its current status with New York Department of State — Division of Corporations is active. The company was incorporated on 10 December 2004 and lists its registered address as New York, United States. 5 shareholders are on record for NEW YORK MORTGAGE TRUST, INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 21 October 2026.
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Shareholders
5
Five shareholders are currently on record for NEW YORK MORTGAGE TRUST, INC., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is ETFis Series Trust I-Virtus InfraCap U.S. Preferred Stock ETF, holding 51.4% — a majority holding — followed by iShares Trust-iShares Preferred and Income Securities ETF at 30.7%; the remaining 3 shareholders shown hold smaller stakes.
The register reports 8 shareholders in total, though only the top 5 by holding are shown in this view.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| ETFis Series Trust I-Virtus InfraCap U.S. Preferred Stock ETF | 51.4% | New York Department of State — Division of Corporations | |
| iShares Trust-iShares Preferred and Income Securities ETF | 30.7% | New York Department of State — Division of Corporations | |
| GLOBAL X FUNDS-Global X Variable Rate Preferred ETF | 5.8% | New York Department of State — Division of Corporations | |
| ETF Series Solutions-AAM Low Duration Preferred and Income Securities | 3.7% | New York Department of State — Division of Corporations | |
| Invesco Exch-Trd Fd. TRT II-Invesco Varbl Rate Preferred ETF | 3.3% | New York Department of State — Division of Corporations |
Officers
5
The Ceo & Director of NEW YORK MORTGAGE TRUST, INC. currently on record is Jason T. Serrano; five officers are currently on record for NEW YORK MORTGAGE TRUST, INC., filed with New York Department of State — Division of Corporations.
The register reports 11 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Management authority at NEW YORK MORTGAGE TRUST, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
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Frequently Asked Questions
Who owns NEW YORK MORTGAGE TRUST, INC.?
Five shareholders are currently on record for NEW YORK MORTGAGE TRUST, INC., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is ETFis Series Trust I-Virtus InfraCap U.S. Preferred Stock ETF, holding 51.4% — a majority holding — followed by iShares Trust-iShares Preferred and Income Securities ETF at 30.7%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is NEW YORK MORTGAGE TRUST, INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for NEW YORK MORTGAGE TRUST, INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does NEW YORK MORTGAGE TRUST, INC. have on record?
5 shareholders are shown on record for NEW YORK MORTGAGE TRUST, INC.. The register reports 8 in total; only the top 5 by holding are shown here.
What is NEW YORK MORTGAGE TRUST, INC.'s company registration number?
NEW YORK MORTGAGE TRUST, INC.'s registration number is 3136522, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.
Is NEW YORK MORTGAGE TRUST, INC. still an active company?
NEW YORK MORTGAGE TRUST, INC.'s status on New York Department of State — Division of Corporations is listed as active.
When was NEW YORK MORTGAGE TRUST, INC. incorporated?
NEW YORK MORTGAGE TRUST, INC. was incorporated on 10 December 2004, according to New York Department of State — Division of Corporations.
What is NEW YORK MORTGAGE TRUST, INC.'s registered address?
The registered address on file for NEW YORK MORTGAGE TRUST, INC. is New York, United States.
What legal structure is NEW YORK MORTGAGE TRUST, INC. registered as?
NEW YORK MORTGAGE TRUST, INC. is registered as a Private limited company (Ltd.) in United States.
Who are the officers/directors of NEW YORK MORTGAGE TRUST, INC.?
The Ceo & Director of NEW YORK MORTGAGE TRUST, INC. currently on record is Jason T. Serrano; five officers are currently on record for NEW YORK MORTGAGE TRUST, INC., filed with New York Department of State — Division of Corporations. Management authority at NEW YORK MORTGAGE TRUST, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Can Zavia monitor changes to NEW YORK MORTGAGE TRUST, INC.'s ownership over time?
This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to NEW YORK MORTGAGE TRUST, INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access NEW YORK MORTGAGE TRUST, INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like NEW YORK MORTGAGE TRUST, INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 21 October 2026.