PENNANTPARK FLOATING RATE CAPITAL LTD.
PENNANTPARK FLOATING RATE CAPITAL LTD. is a registered legal entity registered in United States under 4076030, and its current status with New York Department of State — Division of Corporations is active. The company was incorporated on 1 April 2011 and lists its registered address as Miami Beach, United States. 5 shareholders are on record for PENNANTPARK FLOATING RATE CAPITAL LTD., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 8 October 2026.
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Shareholders
5
Five shareholders are currently on record for PENNANTPARK FLOATING RATE CAPITAL LTD., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Sound Income Strategies, LLC, holding 23.7% — the largest recorded stake — followed by UBS Group AG at 7%; the remaining 3 shareholders shown hold smaller stakes.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Sound Income Strategies, LLC | 23.7% | New York Department of State — Division of Corporations | |
| UBS Group AG | 7% | New York Department of State — Division of Corporations | |
| Invesco Exch-Trd Fd. TRT II-Invesco KBW High Dividend Yield Financial | 6.2% | New York Department of State — Division of Corporations | |
| Tidal ETF Trust-Sound Enhanced Fixed Income ETF | 0.6% | New York Department of State — Division of Corporations | |
| EA Series Trust-WHITEWOLF Publicly Listed Private Equity ETF | 0.1% | New York Department of State — Division of Corporations |
Officers
5
The Founder, Chairman & Ceo of PENNANTPARK FLOATING RATE CAPITAL LTD. currently on record is Arthur Howard Penn; five officers are currently on record for PENNANTPARK FLOATING RATE CAPITAL LTD., filed with New York Department of State — Division of Corporations.
The register reports 15 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Management authority at PENNANTPARK FLOATING RATE CAPITAL LTD. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Group Structure
PENNANTPARK FLOATING RATE CAPITAL LTD. has no recorded parent company — it sits at the top of its own group structure, with 11 subsidiaries recorded beneath it across 2 jurisdictions. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
Those 11 subsidiaries span United States, Cayman Islands jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.
PENNANTPARK FLOATING RATE CAPITAL LTD.
United States
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Frequently Asked Questions
Who owns PENNANTPARK FLOATING RATE CAPITAL LTD.?
Five shareholders are currently on record for PENNANTPARK FLOATING RATE CAPITAL LTD., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Sound Income Strategies, LLC, holding 23.7% — the largest recorded stake — followed by UBS Group AG at 7%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is PENNANTPARK FLOATING RATE CAPITAL LTD.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for PENNANTPARK FLOATING RATE CAPITAL LTD. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does PENNANTPARK FLOATING RATE CAPITAL LTD. have on record?
5 shareholders are shown on record for PENNANTPARK FLOATING RATE CAPITAL LTD..
What is PENNANTPARK FLOATING RATE CAPITAL LTD.'s company registration number?
PENNANTPARK FLOATING RATE CAPITAL LTD.'s registration number is 4076030, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.
Is PENNANTPARK FLOATING RATE CAPITAL LTD. still an active company?
PENNANTPARK FLOATING RATE CAPITAL LTD.'s status on New York Department of State — Division of Corporations is listed as active.
When was PENNANTPARK FLOATING RATE CAPITAL LTD. incorporated?
PENNANTPARK FLOATING RATE CAPITAL LTD. was incorporated on 1 April 2011, according to New York Department of State — Division of Corporations.
What is PENNANTPARK FLOATING RATE CAPITAL LTD.'s registered address?
The registered address on file for PENNANTPARK FLOATING RATE CAPITAL LTD. is Miami Beach, United States.
Who are the officers/directors of PENNANTPARK FLOATING RATE CAPITAL LTD.?
The Founder, Chairman & Ceo of PENNANTPARK FLOATING RATE CAPITAL LTD. currently on record is Arthur Howard Penn; five officers are currently on record for PENNANTPARK FLOATING RATE CAPITAL LTD., filed with New York Department of State — Division of Corporations. Management authority at PENNANTPARK FLOATING RATE CAPITAL LTD. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does PENNANTPARK FLOATING RATE CAPITAL LTD. have a parent company or subsidiaries?
PENNANTPARK FLOATING RATE CAPITAL LTD. has no recorded parent company — it sits at the top of its own group structure, with 11 subsidiaries recorded beneath it across 2 jurisdictions. Those 11 subsidiaries span United States, Cayman Islands jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.
Can Zavia monitor changes to PENNANTPARK FLOATING RATE CAPITAL LTD.'s ownership over time?
This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to PENNANTPARK FLOATING RATE CAPITAL LTD.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access PENNANTPARK FLOATING RATE CAPITAL LTD.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like PENNANTPARK FLOATING RATE CAPITAL LTD.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 8 October 2026.