SMS CAPITAL MANAGEMENT, INC.
SMS CAPITAL MANAGEMENT, INC. is a registered legal entity registered in United States under 3972972, and its current status with California Secretary of State — bizfile Online is active. The company was incorporated on 21 December 2016 and lists its registered address as United States. 5 shareholders are on record for SMS CAPITAL MANAGEMENT, INC., including at least one natural person recorded as a direct holder; the filing carries no beneficial-ownership flag, so that holder is noted here as a recorded shareholder rather than a confirmed ultimate beneficial owner (UBO). This profile is sourced directly from California Secretary of State — bizfile Online and was last updated on 24 September 2026.
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Shareholders
5
Shareholders of SMS CAPITAL MANAGEMENT, INC.
Five shareholders are currently on record for SMS CAPITAL MANAGEMENT, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 16.4% — the largest recorded stake — followed by iShares Trust-iShares Core S&P Small-Cap ETF at 7.8%; the remaining 3 shareholders shown hold smaller stakes. 4 shareholders shown are companies, so the ownership chain continues above this level for those holdings; the other 1 is recorded as direct individual holder, though the record carries no UBO/PSC flag confirming beneficial-owner status.
Data availability
The register reports 8 shareholders in total, though only the top 5 by holding are shown in this view.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Vanguard Group Inc | 16.4% | California Secretary of State — bizfile Online | |
| iShares Trust-iShares Core S&P Small-Cap ETF | 7.8% | California Secretary of State — bizfile Online | |
| Geode Capital Management, LLC | 3.3% | California Secretary of State — bizfile Online | |
| AIM Counselor Series TRT -Invesco Discovery Fd. | 1.7% | California Secretary of State — bizfile Online | |
| Fidelity Salem Street Trust-Fidelity Small Cap Index Fund | 1.3% | California Secretary of State — bizfile Online |
Officers
5
Directors and officers of SMS CAPITAL MANAGEMENT, INC.
The President, Ceo & Director of SMS CAPITAL MANAGEMENT, INC. currently on record is Thomas T. Edman; five officers are currently on record for SMS CAPITAL MANAGEMENT, INC., filed with California Secretary of State — bizfile Online. Management authority at SMS CAPITAL MANAGEMENT, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control. The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Data availability
The register reports 23 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Group Structure
Group structure of SMS CAPITAL MANAGEMENT, INC.
SMS CAPITAL MANAGEMENT, INC. has no recorded parent company — it sits at the top of its own group structure, with 18 subsidiaries recorded beneath it across 1 jurisdiction. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
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Data availability
Those 18 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. Seven of the 18 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
SMS CAPITAL MANAGEMENT, INC.
United States
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Frequently Asked Questions
Who owns SMS CAPITAL MANAGEMENT, INC.?
Five shareholders are currently on record for SMS CAPITAL MANAGEMENT, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 16.4% — the largest recorded stake — followed by iShares Trust-iShares Core S&P Small-Cap ETF at 7.8%; the remaining 3 shareholders shown hold smaller stakes. 4 shareholders shown are companies, so the ownership chain continues above this level for those holdings; the other 1 is recorded as direct individual holder, though the record carries no UBO/PSC flag confirming beneficial-owner status.
Who is SMS CAPITAL MANAGEMENT, INC.'s UBO (Ultimate Beneficial Owner)?
At least one shareholder recorded for SMS CAPITAL MANAGEMENT, INC. is a natural person. The record carries no dedicated UBO/PSC flag, so that holder is stated here as a recorded shareholder rather than a confirmed Ultimate Beneficial Owner (UBO).
How many shareholders does SMS CAPITAL MANAGEMENT, INC. have on record?
5 shareholders are shown on record for SMS CAPITAL MANAGEMENT, INC.. The register reports 8 in total; only the top 5 by holding are shown here.
What is SMS CAPITAL MANAGEMENT, INC.'s company registration number?
SMS CAPITAL MANAGEMENT, INC.'s registration number is 3972972, filed with California Secretary of State — bizfile Online in United States. Its current status on the register is active.
Is SMS CAPITAL MANAGEMENT, INC. still an active company?
SMS CAPITAL MANAGEMENT, INC.'s status on California Secretary of State — bizfile Online is listed as active.
When was SMS CAPITAL MANAGEMENT, INC. incorporated?
SMS CAPITAL MANAGEMENT, INC. was incorporated on 21 December 2016, according to California Secretary of State — bizfile Online.
What is SMS CAPITAL MANAGEMENT, INC.'s registered address?
The registered address on file for SMS CAPITAL MANAGEMENT, INC. is United States.
Who are the officers/directors of SMS CAPITAL MANAGEMENT, INC.?
The President, Ceo & Director of SMS CAPITAL MANAGEMENT, INC. currently on record is Thomas T. Edman; five officers are currently on record for SMS CAPITAL MANAGEMENT, INC., filed with California Secretary of State — bizfile Online. Management authority at SMS CAPITAL MANAGEMENT, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does SMS CAPITAL MANAGEMENT, INC. have a parent company or subsidiaries?
SMS CAPITAL MANAGEMENT, INC. has no recorded parent company — it sits at the top of its own group structure, with 18 subsidiaries recorded beneath it across 1 jurisdiction. Those 18 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. Seven of the 18 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.
Can Zavia monitor changes to SMS CAPITAL MANAGEMENT, INC.'s ownership over time?
This profile reflects a point-in-time snapshot from California Secretary of State — bizfile Online. Zavia's monitoring API can track changes to SMS CAPITAL MANAGEMENT, INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access SMS CAPITAL MANAGEMENT, INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like SMS CAPITAL MANAGEMENT, INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from California Secretary of State — bizfile Online and was last synced on 24 September 2026.