TRI-CONTINENTAL CORPORATION
TRI-CONTINENTAL CORPORATION is a Public Limited Company registered in United States under D00212381, and its current status with Maryland Department of Assessments and Taxation is active. The company was incorporated on 4 January 1929 and lists its registered address as LUTHERVILLE TIMONIUM, United States. 5 shareholders are on record for TRI-CONTINENTAL CORPORATION, and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from Maryland Department of Assessments and Taxation and was last updated on 21 October 2026.
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Shareholders
5
Five shareholders are currently on record for TRI-CONTINENTAL CORPORATION, reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Allspring Global Investments Holdings, LLC, holding 8.1% — the largest recorded stake — followed by UBS Group AG at 6.3%; the remaining 3 shareholders shown hold smaller stakes.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Allspring Global Investments Holdings, LLC | 8.1% | Maryland Department of Assessments and Taxation | |
| UBS Group AG | 6.3% | Maryland Department of Assessments and Taxation | |
| Exchange Listed Funds Trust-Saba Closed-End Funds ETF | 6.3% | Maryland Department of Assessments and Taxation | |
| First TRT Exch-Trd Fd. VIII-First TRT Income Opportunities ETF | 1.2% | Maryland Department of Assessments and Taxation | |
| First TRT Exch-Trd Fd. VIII-First TRT Income Opportunities ETF | 1.2% | Maryland Department of Assessments and Taxation |
Officers
5
The Portfolio Manager of TRI-CONTINENTAL CORPORATION currently on record is Peter Albanese; five officers are currently on record for TRI-CONTINENTAL CORPORATION, filed with Maryland Department of Assessments and Taxation.
The register reports 9 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Management authority at TRI-CONTINENTAL CORPORATION sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
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Frequently Asked Questions
Who owns TRI-CONTINENTAL CORPORATION?
Five shareholders are currently on record for TRI-CONTINENTAL CORPORATION, reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Allspring Global Investments Holdings, LLC, holding 8.1% — the largest recorded stake — followed by UBS Group AG at 6.3%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is TRI-CONTINENTAL CORPORATION's UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for TRI-CONTINENTAL CORPORATION is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does TRI-CONTINENTAL CORPORATION have on record?
5 shareholders are shown on record for TRI-CONTINENTAL CORPORATION.
What is TRI-CONTINENTAL CORPORATION's company registration number?
TRI-CONTINENTAL CORPORATION's registration number is D00212381, filed with Maryland Department of Assessments and Taxation in United States. Its current status on the register is active.
Is TRI-CONTINENTAL CORPORATION still an active company?
TRI-CONTINENTAL CORPORATION's status on Maryland Department of Assessments and Taxation is listed as active.
When was TRI-CONTINENTAL CORPORATION incorporated?
TRI-CONTINENTAL CORPORATION was incorporated on 4 January 1929, according to Maryland Department of Assessments and Taxation.
What is TRI-CONTINENTAL CORPORATION's registered address?
The registered address on file for TRI-CONTINENTAL CORPORATION is LUTHERVILLE TIMONIUM, United States.
What legal structure is TRI-CONTINENTAL CORPORATION registered as?
TRI-CONTINENTAL CORPORATION is registered as a Public Limited Company in United States.
Who are the officers/directors of TRI-CONTINENTAL CORPORATION?
The Portfolio Manager of TRI-CONTINENTAL CORPORATION currently on record is Peter Albanese; five officers are currently on record for TRI-CONTINENTAL CORPORATION, filed with Maryland Department of Assessments and Taxation. Management authority at TRI-CONTINENTAL CORPORATION sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Can Zavia monitor changes to TRI-CONTINENTAL CORPORATION's ownership over time?
This profile reflects a point-in-time snapshot from Maryland Department of Assessments and Taxation. Zavia's monitoring API can track changes to TRI-CONTINENTAL CORPORATION's registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access TRI-CONTINENTAL CORPORATION's data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like TRI-CONTINENTAL CORPORATION's registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from Maryland Department of Assessments and Taxation and was last synced on 21 October 2026.