WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. is a Public Limited Company registered in United States under D13667209, and its current status with New York Department of State — Division of Corporations is active. The company was incorporated on 21 October 2010 and lists its registered address as New York, United States. 4 shareholders are on record for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from New York Department of State — Division of Corporations and was last updated on 21 October 2026.
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Shareholders
4
Four shareholders are currently on record for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Uncommon Cents Investing LLC, holding 11.5% — the largest recorded stake — followed by Absolute Investment Advisers, Llc at 9.7%; the remaining 2 shareholders shown hold smaller stakes.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Uncommon Cents Investing LLC | 11.5% | New York Department of State — Division of Corporations | |
| Absolute Investment Advisers, Llc | 9.7% | New York Department of State — Division of Corporations | |
| Shaker Financial Services, LLC | 9.2% | New York Department of State — Division of Corporations | |
| Wolverine Asset Management, LLC | 8% | New York Department of State — Division of Corporations |
Officers
4
Four officers are currently on record for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC., filed with New York Department of State — Division of Corporations. Kenneth Donald Fuller serves as Chairman, Chief Executive Officer And President; Keith J. Gardner serves as Co-head Of Emerging Markets Debt And Portfolio Mang.; Michael C. Buchanan Cfa serves as Head Of Global Credit And Portfolio Manager; Stephen Leech serves as Chief Investment Officer And Portfolio Manager.
Management authority at WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
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Frequently Asked Questions
Who owns WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.?
Four shareholders are currently on record for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC., reflecting the stock ledger kept by the company under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Uncommon Cents Investing LLC, holding 11.5% — the largest recorded stake — followed by Absolute Investment Advisers, Llc at 9.7%; the remaining 2 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. have on record?
4 shareholders are shown on record for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC..
What is WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s company registration number?
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s registration number is D13667209, filed with New York Department of State — Division of Corporations in United States. Its current status on the register is active.
Is WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. still an active company?
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s status on New York Department of State — Division of Corporations is listed as active.
When was WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. incorporated?
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. was incorporated on 21 October 2010, according to New York Department of State — Division of Corporations.
What is WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s registered address?
The registered address on file for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. is New York, United States.
What legal structure is WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. registered as?
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. is registered as a Public Limited Company in United States.
Who are the officers/directors of WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.?
Four officers are currently on record for WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC., filed with New York Department of State — Division of Corporations. Kenneth Donald Fuller serves as Chairman, Chief Executive Officer And President; Keith J. Gardner serves as Co-head Of Emerging Markets Debt And Portfolio Mang.; Michael C. Buchanan Cfa serves as Head Of Global Credit And Portfolio Manager; Stephen Leech serves as Chief Investment Officer And Portfolio Manager. Management authority at WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Can Zavia monitor changes to WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s ownership over time?
This profile reflects a point-in-time snapshot from New York Department of State — Division of Corporations. Zavia's monitoring API can track changes to WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from New York Department of State — Division of Corporations and was last synced on 21 October 2026.