EQUUS TOTAL RETURN, INC.
EQUUS TOTAL RETURN, INC. is a registered legal entity registered in United States under 0009268206, and its current status with Texas Secretary of State — SOSDirect is active. The company was incorporated on 1 September 1992 and lists its registered address as HOUSTON, United States. 2 shareholders are on record for EQUUS TOTAL RETURN, INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from Texas Secretary of State — SOSDirect and was last updated on 4 October 2026.
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Shareholders
2
Two shareholders are currently on record for EQUUS TOTAL RETURN, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Nbc Securities, Inc. , holding 1.9% — the largest recorded stake — followed by UBS Group AG at 0.5%.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Nbc Securities, Inc. | 1.9% | Texas Secretary of State — SOSDirect | |
| UBS Group AG | 0.5% | Texas Secretary of State — SOSDirect |
Officers
4
Four officers are currently on record for EQUUS TOTAL RETURN, INC., filed with Texas Secretary of State — SOSDirect. John Hardy serves as Ceo & Director; Kenneth Ian Denos Esq., J.d. serves as Chief Compliance Officer, Secretary & Director; L'sheryl Deirdre Hudson serves as Cfo, Senior Vp & Treasurer; Clarence K. Wong serves as Senior Vice President Of Operations & Engineering.
Management authority at EQUUS TOTAL RETURN, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Group Structure
EQUUS TOTAL RETURN, INC. has no recorded parent company — it sits at the top of its own group structure, with 3 subsidiaries recorded beneath it across 2 jurisdictions. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
Those 3 subsidiaries span United States, United Kingdom jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.
EQUUS TOTAL RETURN, INC.
United States
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Frequently Asked Questions
Who owns EQUUS TOTAL RETURN, INC.?
Two shareholders are currently on record for EQUUS TOTAL RETURN, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Nbc Securities, Inc. , holding 1.9% — the largest recorded stake — followed by UBS Group AG at 0.5%. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is EQUUS TOTAL RETURN, INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for EQUUS TOTAL RETURN, INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does EQUUS TOTAL RETURN, INC. have on record?
2 shareholders are shown on record for EQUUS TOTAL RETURN, INC..
What is EQUUS TOTAL RETURN, INC.'s company registration number?
EQUUS TOTAL RETURN, INC.'s registration number is 0009268206, filed with Texas Secretary of State — SOSDirect in United States. Its current status on the register is active.
Is EQUUS TOTAL RETURN, INC. still an active company?
EQUUS TOTAL RETURN, INC.'s status on Texas Secretary of State — SOSDirect is listed as active.
When was EQUUS TOTAL RETURN, INC. incorporated?
EQUUS TOTAL RETURN, INC. was incorporated on 1 September 1992, according to Texas Secretary of State — SOSDirect.
What is EQUUS TOTAL RETURN, INC.'s registered address?
The registered address on file for EQUUS TOTAL RETURN, INC. is HOUSTON, United States.
Who are the officers/directors of EQUUS TOTAL RETURN, INC.?
Four officers are currently on record for EQUUS TOTAL RETURN, INC., filed with Texas Secretary of State — SOSDirect. John Hardy serves as Ceo & Director; Kenneth Ian Denos Esq., J.d. serves as Chief Compliance Officer, Secretary & Director; L'sheryl Deirdre Hudson serves as Cfo, Senior Vp & Treasurer; Clarence K. Wong serves as Senior Vice President Of Operations & Engineering. Management authority at EQUUS TOTAL RETURN, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does EQUUS TOTAL RETURN, INC. have a parent company or subsidiaries?
EQUUS TOTAL RETURN, INC. has no recorded parent company — it sits at the top of its own group structure, with 3 subsidiaries recorded beneath it across 2 jurisdictions. Those 3 subsidiaries span United States, United Kingdom jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.
Can Zavia monitor changes to EQUUS TOTAL RETURN, INC.'s ownership over time?
This profile reflects a point-in-time snapshot from Texas Secretary of State — SOSDirect. Zavia's monitoring API can track changes to EQUUS TOTAL RETURN, INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access EQUUS TOTAL RETURN, INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like EQUUS TOTAL RETURN, INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from Texas Secretary of State — SOSDirect and was last synced on 4 October 2026.