MORGAN STANLEY

Morgan Stanley is a New York Stock Exchange-listed company, and its shareholder disclosure reflects major beneficial owners rather than a complete shareholder register, consistent with US securities-law reporting thresholds. According to Morgan Stanley’s 2026 annual meeting proxy statement filed with the US Securities and Exchange Commission, as of the 16 March 2026 record date the disclosed holders of more than 5 percent of its outstanding common stock were Mitsubishi UFJ Financial Group, Inc., with approximately 380.0 million shares representing about 24.0 percent; State Street Corporation, with approximately 114.0 million shares representing about 7.2 percent; The Vanguard Group, Inc., with approximately 109.0 million shares representing about 6.9 percent; and BlackRock, Inc., with approximately 90.5 million shares representing about 5.7 percent.

Mitsubishi UFJ Financial Group’s stake originates from a strategic investment and alliance agreement between the two firms dating to 2008; State Street, Vanguard and BlackRock hold their positions primarily through investment-management and index-fund products rather than as strategic investors. None of these disclosed holders is a natural person, so no individual ultimate beneficial owner can be identified from this filing; establishing one would require tracing beneficial ownership within each institutional holder in turn, which US proxy disclosure rules do not require.

Availability of shareholder information for Morgan Stanley is best described as major shareholders only: US proxy rules require disclosure of holders exceeding 5 percent of outstanding stock, but do not require publication of Morgan Stanley’s complete shareholder register, which includes many additional institutional and individual holders below that threshold.

Source: Morgan Stanley, Notice of 2026 Annual Meeting and Proxy Statement (Form DEF 14A), filed with the US Securities and Exchange Commission, retrieved September 2026.

Morgan Stanley discloses its board of directors and executive leadership through its annual proxy statement and investor-relations pages. This narrative reflects those primary sources; the officer roster held in the company-registry card above could not be independently corroborated against Morgan Stanley’s officially disclosed leadership as of September 2026 and is therefore not repeated here.

Ted Pick holds the combined roles of Chairman and Chief Executive Officer. He became Chief Executive Officer on 1 January 2024 and was elected Chairman effective 1 January 2025, succeeding James Gorman, who stepped down as Chairman and retired from the firm at the end of 2024 following an announcement made on 24 October 2024. Sharon Yeshaya has served as Executive Vice President and Chief Financial Officer since June 2021.

Nationality and country of residence are not disclosed in Morgan Stanley’s public filings for these individuals, and this profile does not infer either from name or business address. Any correspondence address associated with Morgan Stanley’s officers relates to the firm’s corporate offices and should not be read as a personal or residential address.

Data availability for Morgan Stanley’s officers is best described as partial: public filings identify current senior executives and directors together with the effective dates of leadership changes, but do not disclose personal nationality or residence for these individuals.

Sources: Morgan Stanley press release, Morgan Stanley Announces Ted Pick to Become Chairman on January 1, 2025, dated 24 October 2024; Morgan Stanley Operating Committee biography pages, morganstanley.com, retrieved September 2026.

Morgan Stanley is a publicly traded financial holding company and the ultimate parent of its corporate group; it is not a subsidiary of, and is not controlled by, another corporate parent. Its listed common stock is broadly held by institutional and other investors, and while Mitsubishi UFJ Financial Group, Inc. holds a significant minority equity stake under a longstanding strategic alliance, this is a shareholding relationship rather than a parent-subsidiary or controlling relationship, and Morgan Stanley remains an independently managed, separately reporting public company.

According to Exhibit 21 to Morgan Stanley’s Form 10-K for the year ended 31 December 2025, filed with the US Securities and Exchange Commission, its significant subsidiaries include Morgan Stanley & Co. LLC, Morgan Stanley Bank, N.A. and Morgan Stanley Private Bank, National Association in the United States; Morgan Stanley International Limited and Morgan Stanley & Co. International plc in the United Kingdom; Morgan Stanley Europe SE and Morgan Stanley Bank AG in Germany; and Morgan Stanley Japan Holdings Co., Ltd. and Morgan Stanley MUFG Securities Co., Ltd. in Japan, the last a securities joint venture associated with the firm’s strategic alliance with Mitsubishi UFJ Financial Group. Ownership percentages and intermediate holding structures for these entities are not disclosed in the exhibit, which lists only entities meeting the SEC’s significant-subsidiary threshold; Morgan Stanley’s full corporate family includes numerous additional subsidiaries omitted from this filing under SEC rules.

Data availability for Morgan Stanley’s group structure is best described as partial: significant subsidiaries and their jurisdictions are publicly disclosed, but ownership percentages, intermediate holding entities and the complete list of subsidiaries are not fully published.

Source: Morgan Stanley, Exhibit 21 to Form 10-K for the fiscal year ended 31 December 2025, filed with the US Securities and Exchange Commission, retrieved September 2026.