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Stifel Financial Corp.

Active

in

Registration No.
N/A
Incorporation Date
1982-03-01
Company Type
N/A
Address
Saint Louis, United States
Website
www.stifel.com/branch/mo/st-louis-headquarters
Source: Missouri Secretary of State

Stifel Financial Corp. is a registered legal entity registered in United States, and its current status with Missouri Secretary of State is active. The company was incorporated on 1 March 1982 and lists its registered address as Saint Louis, United States. 5 shareholders are on record for Stifel Financial Corp., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from Missouri Secretary of State and was last updated on 22 September 2026.

Data Provenance
This record is sourced directly from official government registries, including Missouri Secretary of State.

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Shareholders

5

Five shareholders are currently on record for Stifel Financial Corp., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.

The largest of these is iShares Trust-iShares Core S&P Mid-Cap ETF, holding 5.4% — the largest recorded stake — followed by Principal Fd.s, Inc-Spectrum Preferred and Capital Securities Income F at 0.9%; the remaining 3 shareholders shown hold smaller stakes.

The register reports 13 shareholders in total, though only the top 5 by holding are shown in this view.

Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Shareholder Type Holding Source Document
iShares Trust-iShares Core S&P Mid-Cap ETF 5.4% Missouri Secretary of State
Principal Fd.s, Inc-Spectrum Preferred and Capital Securities Income F 0.9% Missouri Secretary of State
GLOBAL X FUNDS-Global X U.S. Preferred ETF 0.4% Missouri Secretary of State
Invesco Exchange-Traded Fund Trust-Invesco Financial Preferred ETF 0.3% Missouri Secretary of State
SEI TAX EXEMPT TRUST-Tax-Advantaged Income Fund 0.1% Missouri Secretary of State

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Officers

5

The Chairman & Ceo of Stifel Financial Corp. on record is Ronald James Kruszewski; 5 officers are shown here, filed with Missouri Secretary of State.

The register reports 14 officers in total, including past appointments, though only the 5 most relevant records are shown here.

Management authority at Stifel Financial Corp. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.

RJ
Ronald James Kruszewski ACTIVE

Residence
🇺🇸 United States
Occupation
Chairman & Ceo

HS
Herman Stifel ACTIVE

Residence
🇺🇸 United States
Occupation
Founder

HN
Henry Nicolaus ACTIVE

Residence
🇺🇸 United States
Occupation
Founder

RK
Rajive Kumar ACTIVE

Residence
🇺🇸 United States
Occupation
Vice President

BR
Bradford Raymond ACTIVE

Residence
🇺🇸 United States
Occupation
Global Head Of Investment Banking

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Group Structure

Stifel Financial Corp. has no recorded parent company — it sits at the top of its own group structure, with 69 subsidiaries recorded beneath it across 8 jurisdictions. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.

Those 69 subsidiaries span United States, Hong Kong, Norway, Germany, China, Switzerland, and 2 more jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. 10 of the 69 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.

Ultimate HQ
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Frequently Asked Questions

Who owns Stifel Financial Corp.?

Five shareholders are currently on record for Stifel Financial Corp., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is iShares Trust-iShares Core S&P Mid-Cap ETF, holding 5.4% — the largest recorded stake — followed by Principal Fd.s, Inc-Spectrum Preferred and Capital Securities Income F at 0.9%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.

Who is Stifel Financial Corp.'s UBO (Ultimate Beneficial Owner)?

Every shareholder recorded for Stifel Financial Corp. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.

How many shareholders does Stifel Financial Corp. have on record?

5 shareholders are shown on record for Stifel Financial Corp.. The register reports 13 in total; only the top 5 by holding are shown here.

Is Stifel Financial Corp. still an active company?

Stifel Financial Corp.'s status on Missouri Secretary of State is listed as active.

When was Stifel Financial Corp. incorporated?

Stifel Financial Corp. was incorporated on 1 March 1982, according to Missouri Secretary of State.

What is Stifel Financial Corp.'s registered address?

The registered address on file for Stifel Financial Corp. is Saint Louis, United States.

Who are the officers/directors of Stifel Financial Corp.?

The Chairman & Ceo of Stifel Financial Corp. on record is Ronald James Kruszewski; 5 officers are shown here, filed with Missouri Secretary of State. Management authority at Stifel Financial Corp. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.

Does Stifel Financial Corp. have a parent company or subsidiaries?

Stifel Financial Corp. has no recorded parent company — it sits at the top of its own group structure, with 69 subsidiaries recorded beneath it across 8 jurisdictions. Those 69 subsidiaries span United States, Hong Kong, Norway, Germany, China, Switzerland, and 2 more jurisdictions, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. 10 of the 69 go a level deeper still, with their own further subsidiaries recorded beneath them — additional ownership layers this view doesn't expand.

Can Zavia monitor changes to Stifel Financial Corp.'s ownership over time?

This profile reflects a point-in-time snapshot from Missouri Secretary of State. Zavia's monitoring API can track changes to Stifel Financial Corp.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.

Can I access Stifel Financial Corp.'s data through an API?

Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like Stifel Financial Corp.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.

Where does this company information come from, and how current is it?

This record is sourced directly from Missouri Secretary of State and was last synced on 22 September 2026.

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