ESSEX MANAGEMENT INSURANCE SERVICES, INC.

Shareholders of ESSEX MANAGEMENT INSURANCE SERVICES, INC.

No shareholder of ESSEX MANAGEMENT INSURANCE SERVICES, INC. is disclosed by any source located. Kentucky does not publish a share register, a members list or a beneficial-ownership register for a Kentucky corporation. The one capital figure the Secretary of State publishes for organization number 0428278 is the number of shares the company was authorised to issue: 2,000. The register gives no issued share count, no share classes, no nominal value and no holder of any kind, and the company’s only annual report on the register is the single filing of 1998. Because the company was administratively dissolved on 2 November 1999, no later filing exists to update the position. The correct description of shareholder availability for this company is therefore “Not public” rather than “Not found”: the information exists in private records that Kentucky does not publish, and its absence here is not evidence that the company had no shareholders.

Data availability

Not public. Kentucky publishes authorised shares only, and no beneficial-ownership data. No ultimate beneficial owner can be identified, and none is asserted. A United States holding above 5% of a registered class of equity securities would be reported to the Securities and Exchange Commission on Schedule 13D or 13G; no such filing, and no SEC document of any type, names this company. EDGAR full-text search returns zero documents for the exact phrases “Essex Management Insurance Services” and “Essex Management Insurance”, run in the same session as a control phrase that returns 138 documents, so the search engine discriminates and the nil is not an artefact of a broken query. EDGAR full-text search covers filings from 2001 onwards, which is after this company ceased to exist, so the nil bears on the company’s name never having been filed rather than on the 1997 to 1999 period.

The shareholder data stored against this page in the underlying company record does not belong to this company, and it is reported here rather than published as fact. The field holds three rows and declares three results over one page, so it is not a truncated extract. It asserts, as at a verification date of 4 September 2026: “iShares Trust-iShares Core S&P 500 ETF”, 3,472,090 ordinary shares, 1.6413845243377003%, share price USD 155.52, total value USD 539,979,451.63; “Vanguard Group Inc”, 35,098,553 ordinary shares, 16.495748083243118%, share price USD 158.74, total value USD 5,571,544,496.02; and “Fidelity Concord Street Trust-Fidelity 500 Index Fund”, 3,511,305 ordinary shares, 1.6502561437057528%, share price USD 158.74, total value USD 557,384,574.99. All three rows are typed “Company” with a null status.

Two arithmetic checks dispose of the rows. The three quantities aggregate 42,081,948 shares, which is 21,041 times the 2,000 shares the Kentucky register says the company was authorised to issue. And each row’s own quantity divided by its own percentage implies an issuer with 211,534,223, 212,773,333 and 212,773,333 shares respectively. The rows are index-tracking fund positions in a large listed issuer; ESSEX MANAGEMENT INSURANCE SERVICES, INC. has never been listed, files nothing with any securities regulator, and was dissolved in 1999. None of the three holdings can be attributed to it, and no percentage from that field is reproduced as this company’s ownership anywhere on this page.

Sources

• Kentucky Secretary of State, Business Entity Search – entity profile for organization number 0428278, “Authorized Shares” and activity history. Search form: https://sosbes.sos.ky.gov/BusSearchNProfile/search.aspx – retrieved 2 October 2026.
• U.S. Securities and Exchange Commission, EDGAR full-text search, exact-phrase queries for “Essex Management Insurance Services” and “Essex Management Insurance” with an in-session positive control. https://efts.sec.gov/LATEST/search-index?q=%22Essex%20Management%20Insurance%20Services%22 – retrieved 2 October 2026.

Directors and officers of ESSEX MANAGEMENT INSURANCE SERVICES, INC.

The Kentucky Secretary of State’s record for organization number 0428278 discloses one officer. Its “Current Officers” panel holds a single entry whose title is “Sole Officer”; its “Individuals / Entities listed at time of formation” panel holds a single entry whose title is “Incorporator”; and the same natural person is shown as the registered agent at the company’s principal office. A registered agent is a service of process appointment and not a corporate office, so the officer count for ESSEX MANAGEMENT INSURANCE SERVICES, INC. is one appointment, held by one person, under the local Kentucky title “Sole Officer”. The person is a private individual and this page does not reproduce the name. Kentucky publishes no appointment date, no resignation or termination date, no nationality, no country of residence, no date of birth and no occupation for a corporate officer, so none of those fields is stated here. Nationality is “Not disclosed” because the Commonwealth does not record it.

Data availability

“Current Officers” is the register’s label for the last recorded state of the file, not evidence that anyone currently holds office. The company was administratively dissolved on 2 November 1999 and its last annual report dates from 1998, so the officer entry has stood unchanged for more than a quarter of a century and no current directors of ESSEX MANAGEMENT INSURANCE SERVICES, INC. exist to disclose. No officer appointment, resignation or role change for this company is recorded anywhere after 1999, so no recent-changes section is given.

Historical, and partial within that. Kentucky discloses officer names and local titles but no dates, nationality, residence or occupation, and publishes no scanned images for documents filed before 15 September 2004, so the Articles of Incorporation of 7 February 1997 would have to be ordered as microfilm to see the founding appointment in the original. Nationality is not published by this register.

The officer data stored against this page in the underlying company record is reported here as a defect rather than published as fact, because almost none of it describes this company. The field holds 39 rows and declares 39 results over one page, so it is complete rather than truncated – against the one officer the register discloses. Exactly one of the 39 rows corresponds to the register, carrying the title “Sole Officer”. The other 38 describe the senior management and board of a different, listed company: 12 of them carry the address 1441 Gardiner Lane, Louisville, Kentucky 40213, which the Securities and Exchange Commission’s submissions record and GLEIF’s LEI record both give as the business address and headquarters of Yum! Brands, Inc. (SEC CIK 0001041061, LEI 549300JE8XHZZ7OHN517), a company with no connection to organization number 0428278 established by any source; 8 carry job titles naming a brand or division of that group, including “Chief Executive Officer Of Kfc Division”, “Chief Executive Officer Of Pizza Hut Division”, “Chief Consumer Officer & Ceo Of Taco Bell”, “President Of Kfc U.s.” and “Chief Digital & Technology Officer And President Of Byte By Yum”; 4 carry addresses in Florida, Massachusetts, Louisiana and Georgia; and 23 carry no address line at all. Not one individual named in those 38 rows appears anywhere in Kentucky’s record for this company. Their names are not reproduced on this page.

The same field carries five further defects worth recording. Every one of the 39 rows is marked with a work status of “ACTIVE”. Not one row carries an appointment date and not one carries a resignation date, so the field contains no tense signal of any kind and cannot distinguish a serving officer from a former one. Five rows carry a year of birth and all five give the month of birth as January, which is a fill value rather than five coincident birthdays. Names are damaged in four distinct ways within the one field: one person appears once with forename and surname transposed and again in the correct order under the same title; one row holds a forename with an empty surname; one forename is misspelt and the misspelling repeats across two rows; and one person appears under two different spellings with two different titles. Finally, two rows give two different people the identical office of “Chief Digital & Technology Officer And President Of Byte By Yum”.

Sources

• Kentucky Secretary of State, Business Entity Search – entity profile, “Current Officers”, “Individuals / Entities listed at time of formation”, registered agent, activity history and image index for organization number 0428278. Search form: https://sosbes.sos.ky.gov/BusSearchNProfile/search.aspx – retrieved 2 October 2026.
• U.S. Securities and Exchange Commission, EDGAR submissions record for CIK 0001041061, giving business address and state of incorporation. https://data.sec.gov/submissions/CIK0001041061.json – retrieved 2 October 2026.
• Global Legal Entity Identifier Foundation, LEI record 549300JE8XHZZ7OHN517, giving headquarters address. https://api.gleif.org/api/v1/lei-records/549300JE8XHZZ7OHN517 – last updated by GLEIF 25 May 2026; retrieved 2 October 2026.

Group structure of ESSEX MANAGEMENT INSURANCE SERVICES, INC.

No parent, ultimate parent, subsidiary, sister company, branch or affiliate of ESSEX MANAGEMENT INSURANCE SERVICES, INC. has been verified. The Kentucky Secretary of State’s business entity record carries no corporate-linkage field of any kind – no parent, no holding company, no group – so for a Kentucky corporation there is no register entry that could record a relationship, and nothing to read as an absence of one. Three independent checks for a relationship were run – the global LEI register, the Securities and Exchange Commission’s full-text index, and the subsidiary schedules of the only group whose identifier collides with this company’s – and all three are negative; they are set out under Data availability below, with the controls that make each one readable as a nil. The company’s registration number is itself shared with unrelated companies in two other state registers, which is the single most important thing to know before matching this entity against any external source.

Verified corporate relationships

Data availability

One point about the identifier matters more than anything else on this page. 0428278 is Kentucky’s organization number for this company, and the same seven-digit string is also a registration number in two other United States state registers. GLEIF’s register-identifier search for 0428278 returns exactly two LEI records: YUM! Brands, Inc., jurisdiction US-NC, whose number is validated against registration authority RA000621, the Corporations Division of the North Carolina Department of the Secretary of State; and TIFTON QUALITY PEANUTS, LLC, jurisdiction US-GA. The same query form returns nothing for a nonsense identifier, so it discriminates. The bare string 0428278 therefore identifies at least three unrelated companies in three different state registers and cannot on its own match an entity across them. North Carolina’s own register could not be read to corroborate the Yum! Brands value: sosnc.gov returns HTTP 403 behind a Cloudflare interstitial to a direct request, to WebFetch and to the WordPress server alike, so that half rests on GLEIF, whose dates and labels are its own record-keeping rather than the register’s.

Three checks for a relationship were run and all three are negative. GLEIF holds no Legal Entity Identifier for this company: a wildcard search on “ESSEX MANAGEMENT INSURANCE*” returns nothing, while “ESSEX MANAGEMENT*” returns three unrelated entities – ESSEX WOODLANDS MANAGEMENT, INC. (Delaware, 3726829), ESSEX FINANCIAL MANAGEMENT LIMITED (United Kingdom, 02570025) and ESSEX INVESTMENT MANAGEMENT COMPANY, LLC (Delaware, 2844317) – and the same query form returns two records for “YUM! BRANDS*” and nothing for a nonsense string, so the engine works and these are the near-namesakes it finds. EDGAR full-text search returns no document containing “Essex Management Insurance Services” or “Essex Management Insurance”, against an in-session control phrase returning 138 documents. And the subsidiary schedules filed as Exhibit 21.1 to the annual reports of Tricon Global Restaurants, Inc. – the former name of Yum! Brands, Inc. – for the financial years 1998 and 1999, the only full years in which this company existed, do not name it; those schedules are substantive, listing dozens of entities including an insurance subsidiary of their own, Glenharney Insurance Company of Vermont. Securities and Exchange Commission Item 601(b)(21) permits a registrant to omit insignificant subsidiaries, so that absence is evidence against a relationship and not proof of none.

Not public, and for this jurisdiction structurally so: Kentucky’s corporate register publishes no ownership or corporate-linkage data at all, so a group structure for a Kentucky corporation can only be built from the parent’s own filings, and no filing of any parent names this company. Nothing here should be read as proof that the company was independent.

One defect in the underlying company record is worth reporting. The stored corporate-linkage field holds no tree and no entity at all, only a 265-byte sentence stating that no linkage is available and that this “most often means the company is small, operates as a single entity, or has no branches or international presence recorded in the source registry”. That is template text rather than a finding about this company, and it is not the position here: the source register has no linkage field for anything to be recorded in or absent from.

Sources

• Global Legal Entity Identifier Foundation, LEI record search by register identifier. https://api.gleif.org/api/v1/lei-records?filter[entity.registeredAs]=0428278 – retrieved 2 October 2026.
• Global Legal Entity Identifier Foundation, registration authority RA000621. https://api.gleif.org/api/v1/registration-authorities/RA000621 – retrieved 2 October 2026.
• Global Legal Entity Identifier Foundation, LEI record search by legal name, wildcard queries with positive and negative controls. https://api.gleif.org/api/v1/lei-records?filter[entity.legalName]=ESSEX%20MANAGEMENT* – retrieved 2 October 2026.
• U.S. Securities and Exchange Commission, Tricon Global Restaurants, Inc. annual report on Form 10-K for the financial year ended 26 December 1998, Exhibit 21.1 “Subsidiaries of Tricon as of December 31, 1998”, filed 23 March 1999. https://www.sec.gov/Archives/edgar/data/1041061/0001041061-99-000003.txt – retrieved 2 October 2026.
• U.S. Securities and Exchange Commission, Tricon Global Restaurants, Inc. annual report on Form 10-K, Exhibit 21.1 “Subsidiaries of Tricon as of December 31, 1999”, filed 6 March 2000. https://www.sec.gov/Archives/edgar/data/1041061/0001041061-00-000007.txt – retrieved 2 October 2026.
• U.S. Securities and Exchange Commission, EDGAR full-text search with an in-session positive control. https://efts.sec.gov/LATEST/search-index?q=%22Essex%20Management%20Insurance%22 – retrieved 2 October 2026.
• Kentucky Secretary of State, Business Entity Search – entity profile for organization number 0428278. https://sosbes.sos.ky.gov/BusSearchNProfile/search.aspx – retrieved 2 October 2026.