PENNYMAC FINANCIAL SERVICES, INC.
PENNYMAC FINANCIAL SERVICES, INC. is a registered legal entity registered in United States under 4211996, and its current status with California Secretary of State — bizfile Online is active. The company was incorporated on 9 November 2018 and lists its registered address as United States. 4 shareholders are on record for PENNYMAC FINANCIAL SERVICES, INC., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from California Secretary of State — bizfile Online and was last updated on 2 October 2026.
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Shareholders
4
Four shareholders are currently on record for PENNYMAC FINANCIAL SERVICES, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Vanguard Group Inc, holding 9.9% — the largest recorded stake — followed by iShares Trust-iShares Russell 2000 ETF at 2.6%; the remaining 2 shareholders shown hold smaller stakes.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Vanguard Group Inc | 9.9% | California Secretary of State — bizfile Online | |
| iShares Trust-iShares Russell 2000 ETF | 2.6% | California Secretary of State — bizfile Online | |
| Fidelity Capital Trust-Fidelity Stock Selector Small Cap Fund | 1.7% | California Secretary of State — bizfile Online | |
| Fidelity Securities Fund-Fidelity Series Small Cap Opportunities Fund | 1.4% | California Secretary of State — bizfile Online |
Officers
5
The Ceo & Chairman of PENNYMAC FINANCIAL SERVICES, INC. currently on record is David A. Spector; five officers are currently on record for PENNYMAC FINANCIAL SERVICES, INC., filed with California Secretary of State — bizfile Online.
The register reports 22 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Management authority at PENNYMAC FINANCIAL SERVICES, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Group Structure
PENNYMAC FINANCIAL SERVICES, INC. has no recorded parent company — it sits at the top of its own group structure, with 8 subsidiaries recorded beneath it across 1 jurisdiction. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
Those 8 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. One of the 8 go a level deeper still, with its own further subsidiaries recorded beneath it — additional ownership layers this view doesn't expand.
PENNYMAC FINANCIAL SERVICES, INC.
United States
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Frequently Asked Questions
Who owns PENNYMAC FINANCIAL SERVICES, INC.?
Four shareholders are currently on record for PENNYMAC FINANCIAL SERVICES, INC., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Vanguard Group Inc, holding 9.9% — the largest recorded stake — followed by iShares Trust-iShares Russell 2000 ETF at 2.6%; the remaining 2 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is PENNYMAC FINANCIAL SERVICES, INC.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for PENNYMAC FINANCIAL SERVICES, INC. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does PENNYMAC FINANCIAL SERVICES, INC. have on record?
4 shareholders are shown on record for PENNYMAC FINANCIAL SERVICES, INC..
What is PENNYMAC FINANCIAL SERVICES, INC.'s company registration number?
PENNYMAC FINANCIAL SERVICES, INC.'s registration number is 4211996, filed with California Secretary of State — bizfile Online in United States. Its current status on the register is active.
Is PENNYMAC FINANCIAL SERVICES, INC. still an active company?
PENNYMAC FINANCIAL SERVICES, INC.'s status on California Secretary of State — bizfile Online is listed as active.
When was PENNYMAC FINANCIAL SERVICES, INC. incorporated?
PENNYMAC FINANCIAL SERVICES, INC. was incorporated on 9 November 2018, according to California Secretary of State — bizfile Online.
What is PENNYMAC FINANCIAL SERVICES, INC.'s registered address?
The registered address on file for PENNYMAC FINANCIAL SERVICES, INC. is United States.
Who are the officers/directors of PENNYMAC FINANCIAL SERVICES, INC.?
The Ceo & Chairman of PENNYMAC FINANCIAL SERVICES, INC. currently on record is David A. Spector; five officers are currently on record for PENNYMAC FINANCIAL SERVICES, INC., filed with California Secretary of State — bizfile Online. Management authority at PENNYMAC FINANCIAL SERVICES, INC. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does PENNYMAC FINANCIAL SERVICES, INC. have a parent company or subsidiaries?
PENNYMAC FINANCIAL SERVICES, INC. has no recorded parent company — it sits at the top of its own group structure, with 8 subsidiaries recorded beneath it across 1 jurisdiction. Those 8 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear. One of the 8 go a level deeper still, with its own further subsidiaries recorded beneath it — additional ownership layers this view doesn't expand.
Can Zavia monitor changes to PENNYMAC FINANCIAL SERVICES, INC.'s ownership over time?
This profile reflects a point-in-time snapshot from California Secretary of State — bizfile Online. Zavia's monitoring API can track changes to PENNYMAC FINANCIAL SERVICES, INC.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access PENNYMAC FINANCIAL SERVICES, INC.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like PENNYMAC FINANCIAL SERVICES, INC.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from California Secretary of State — bizfile Online and was last synced on 2 October 2026.