SURO CAPITAL CORP.
SURO CAPITAL CORP. is a registered legal entity registered in United States under 3368622, and its current status with California Secretary of State — bizfile Online is active. The company was incorporated on 12 April 2011 and lists its registered address as NEW YORK, United States. 5 shareholders are on record for SURO CAPITAL CORP., and since every one of them is a company rather than an individual, this particular filing does not on its own establish an ultimate beneficial owner (UBO) — identifying one would mean tracing the ownership of each shareholding company in turn. This profile is sourced directly from California Secretary of State — bizfile Online and was last updated on 6 October 2026.
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Shareholders
5
Five shareholders are currently on record for SURO CAPITAL CORP., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing.
The largest of these is Gabelli Equity Trust Inc, holding 11% — the largest recorded stake — followed by Gabelli Dividend & Income Trust at 6.7%; the remaining 3 shareholders shown hold smaller stakes.
Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
| Shareholder | Type | Holding | Source Document |
|---|---|---|---|
| Gabelli Equity Trust Inc | 11% | California Secretary of State — bizfile Online | |
| Gabelli Dividend & Income Trust | 6.7% | California Secretary of State — bizfile Online | |
| Gabelli ETFs Trust-Gabelli Financial Services Opportunities ETF | 5.6% | California Secretary of State — bizfile Online | |
| Invesco Exch-Trd Fd. TRT-Invesco Global Listed Private Eqy. ETF | 1.4% | California Secretary of State — bizfile Online | |
| Unified Series Trust-OneAscent Enhanced Small and Mid Cap ETF | 0.4% | California Secretary of State — bizfile Online |
Officers
5
The Chairman, President & Ceo of SURO CAPITAL CORP. currently on record is Mark David Klein; five officers are currently on record for SURO CAPITAL CORP., filed with California Secretary of State — bizfile Online.
The register reports 17 officers in total, including past appointments, though only the 5 most relevant records are shown here.
Management authority at SURO CAPITAL CORP. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
The source filing doesn't specify representation authority — whether officers can act individually or must sign jointly to bind the company — so that detail isn't available here.
Group Structure
SURO CAPITAL CORP. has no recorded parent company — it sits at the top of its own group structure, with 5 subsidiaries recorded beneath it across 1 jurisdiction. Each of these downward relationships is derived rather than filed: resolved by matching entities across the registry network, not stated directly in a single document.
Those 5 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.
SURO CAPITAL CORP.
United States
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Frequently Asked Questions
Who owns SURO CAPITAL CORP.?
Five shareholders are currently on record for SURO CAPITAL CORP., reflecting the stock ledger maintained under state corporate law (e.g. §219 of the Delaware General Corporation Law) rather than a public filing. The largest of these is Gabelli Equity Trust Inc, holding 11% — the largest recorded stake — followed by Gabelli Dividend & Income Trust at 6.7%; the remaining 3 shareholders shown hold smaller stakes. Because every shareholder shown is a company rather than an individual, the ownership chain continues above this level, and no beneficial owner can be established from this filing alone.
Who is SURO CAPITAL CORP.'s UBO (Ultimate Beneficial Owner)?
Every shareholder recorded for SURO CAPITAL CORP. is itself a company rather than a natural person, so no Ultimate Beneficial Owner (UBO) is identified at this level; establishing one would require tracing the ownership of each shareholding company in turn.
How many shareholders does SURO CAPITAL CORP. have on record?
5 shareholders are shown on record for SURO CAPITAL CORP..
What is SURO CAPITAL CORP.'s company registration number?
SURO CAPITAL CORP.'s registration number is 3368622, filed with California Secretary of State — bizfile Online in United States. Its current status on the register is active.
Is SURO CAPITAL CORP. still an active company?
SURO CAPITAL CORP.'s status on California Secretary of State — bizfile Online is listed as active.
When was SURO CAPITAL CORP. incorporated?
SURO CAPITAL CORP. was incorporated on 12 April 2011, according to California Secretary of State — bizfile Online.
What is SURO CAPITAL CORP.'s registered address?
The registered address on file for SURO CAPITAL CORP. is NEW YORK, United States.
Who are the officers/directors of SURO CAPITAL CORP.?
The Chairman, President & Ceo of SURO CAPITAL CORP. currently on record is Mark David Klein; five officers are currently on record for SURO CAPITAL CORP., filed with California Secretary of State — bizfile Online. Management authority at SURO CAPITAL CORP. sits with these individuals, not with shareholders, who are covered separately and hold ownership rather than control.
Does SURO CAPITAL CORP. have a parent company or subsidiaries?
SURO CAPITAL CORP. has no recorded parent company — it sits at the top of its own group structure, with 5 subsidiaries recorded beneath it across 1 jurisdiction. Those 5 subsidiaries span United States jurisdiction, though this list should not be read as complete — subsidiaries only become visible here where shareholder data has actually been filed with a register, so holdings in jurisdictions without that filing simply won't appear.
Can Zavia monitor changes to SURO CAPITAL CORP.'s ownership over time?
This profile reflects a point-in-time snapshot from California Secretary of State — bizfile Online. Zavia's monitoring API can track changes to SURO CAPITAL CORP.'s registered shareholders, officers, and group structure going forward, flagging updates as they're filed rather than requiring a manual recheck.
Can I access SURO CAPITAL CORP.'s data through an API?
Yes. Zavia's API connects directly to official government ownership registries across 195 countries and territories, including United States, so records like SURO CAPITAL CORP.'s registration, shareholder, UBO, and group-structure data can be queried programmatically instead of viewed one page at a time.
Where does this company information come from, and how current is it?
This record is sourced directly from California Secretary of State — bizfile Online and was last synced on 6 October 2026.